Christopher Ingram has been CEO of Prosperitas Financial since July 2021, is a control person of the firm and directly owns between 25% and 50% of it.
Prosperitas Financial, LLC is a Valencia, CA firm with $812M under management, 2,138 clients and 23 advisers across 2 offices, as of its September 2026 filing.
Christopher M. Ingram is Chief Executive Officer of Prosperitas Financial. He spent the first 5 years of his career with PaineWebber, now UBS, and Morgan Stanley, and left Morgan Stanley in March 2003 to start his own firm, Ingram Financial Solutions. Prosperitas Financial grew out of his vision, which brought together four founding members.
Christopher Ingram’s longest registration was 14 years at Next Financial Group, Inc. (2007–2022). Before joining Prosperitas Financial in 2021, Christopher Ingram was registered through Next Financial Group, Inc. and Park Avenue Securities LLC.
- Prosperitas Financial, LLCCurrent– present · 5 yearsValencia, CA · Adviser representative · Firm CRD 315768
- Next Financial Group, Inc.– · 14 yearsValencia, CA · Adviser representative · Firm CRD 46214
- Park Avenue Securities LLC– · under a yearValencia, CA · Adviser representative · Firm CRD 46173
- Woodbury Financial Services, Inc.– · 3 yearsSanta Clarita, CA · Adviser representative · Firm CRD 421
- Morgan Stanley– · 3 yearsValencia, CA · Adviser representative · Firm CRD 7556
Investment adviser representative registrations
Christopher Ingram is registered as an investment adviser representative in California, since August 2021.
- CaliforniaSince 31 August 2021
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 51 | Municipal Fund Securities Principal Examination | 26 August 2020 |
| Series 24 | General Securities Principal Examination | 7 July 2020 |
| SIE | Securities Industry Essentials Examination | Credited |
| Series 31 | Futures Managed Funds Examination | 4 January 2002 |
| Series 65 | Uniform Investment Adviser Law Examination | 12 February 1999 |
| Series 63 | Uniform Securities Agent State Law Examination | 9 February 1999 |
| Series 7 | General Securities Representative Examination | 29 January 1999 |
- Name
- Municipal Fund Securities Principal Examination
- Name
- General Securities Principal Examination
- Name
- Securities Industry Essentials Examination
- Name
- Futures Managed Funds Examination
- Name
- Uniform Investment Adviser Law Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- General Securities Representative Examination
- Full name
- Christopher Matthew Ingram
- CRD
- 3156210
- Firm
- Prosperitas Financial · CRD 315768
- Role
- CEO
- Office
- 25060 AVENUE STANFORD, SUITE 100, Valencia, CA 91355
- Registration
- Investment adviser registration
- In the industry since
- May 1999
- Disciplinary history
- Not yet shown here · SEC record
- Firm bio
- prosperitasfin.com
Where does Christopher Ingram work?
Christopher Ingram has been CEO of Prosperitas Financial, LLC since July 2021, and is a control person of the firm.
Is Christopher Ingram a financial advisor?
Yes. Christopher Ingram has a current investment-adviser registration in California, through Prosperitas Financial since August 2021.
How many years of experience does Christopher Ingram have?
Christopher Ingram has 27 years in the financial industry, since May 1999, across 5 adviser firms.
What exams has Christopher Ingram passed?
Christopher Ingram has passed 6 licensing exams: the Series 7, Series 63, Series 65, Series 31, Series 24 and Series 51. The earliest, the Series 7, was passed in January 1999. FINRA credited Christopher Ingram with the SIE, which began in October 2018.
Where did Christopher Ingram work before Prosperitas Financial?
Before Prosperitas Financial, Christopher Ingram was registered through Park Avenue Securities LLC, April 2007 to December 2007; Woodbury Financial Services, Inc., August 2003 to March 2007; Morgan Stanley, April 2000 to July 2003.
Where is Christopher Ingram based?
Christopher Ingram’s registered office is in Valencia, CA.
Is Christopher Ingram registered with FINRA?
No. Christopher Ingram has no current broker registration.
How can I verify Christopher Ingram’s record?
Search CRD 3156210 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Christopher Ingram’s full registration record.