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Ronice Barlow

Chief Operating Officer at Raymond James Financial Services Advisors

Broker registration; no current adviser registrationSEC record checked 17 October 2026

0
Past adviser firms
7
Licensing exams

IAPD record retrieved 17 October 2026SEC record

Ronice Barlow is Chief Operating Officer of Raymond James Financial Services Advisors, Inc, a Saint Petersburg investment adviser managing $390B. Ronice Barlow has a current broker registration and no current investment-adviser registration and has passed 7 licensing exams.

Role at Raymond James Financial Services Advisors

Title on Schedule A
Chief Operating Officer
Control
Ronice Barlow is a control person of Raymond James Financial Services Advisors.
Ownership
An individual ownership band is not available in the source record.
Tenure
Ronice Barlow has held the filed role since March 2025.

The firm

Raymond James Financial Services Advisors, Inc
Saint Petersburg, FL

Form ADV filed 21 September 2026

$390B AUM508,439 clients6,024 advisers26 offices

Career on record

Firms and exams, newest first
  1. Passed Series 99TO · 2023
  2. Passed SIE · 2018
  3. Passed Series 7 and Series 24 · 2003
  4. Passed Series 26 · 1998
  5. Passed Series 63 · 1995
  6. Passed Series 6 · 1993

Registrations and exams

Broker registration; no current adviser registration. Ronice Barlow has passed 7 qualifying exams.

Examinations

Series 6312 December 1995
Name
Uniform Securities Agent State Law Examination
Series 249 June 2003
Name
General Securities Principal Examination
Series 2629 June 1998
Name
Investment Company Products/Variable Contracts Principal Examination
Series 99TO2 January 2023
Name
Operations Professional Examination
SIE1 October 2018
Name
Securities Industry Essentials Examination
Series 77 April 2003
Name
General Securities Representative Examination
Series 65 February 1993
Name
Investment Company Products/Variable Contracts Representative Examination

Individual record

Full name
Ronice L. Barlow
CRD
2317475
Firm
Raymond James Financial Services Advisors, Inc
Registration status
Broker registration; no current adviser registration

This directory does not report disciplinary history, for any firm or individual, in either direction. The SEC publishes the complete record, including any disciplinary events, and it is the authoritative place to check one. Check this record on adviserinfo.sec.gov

Common questions

Where does Ronice Barlow work?

Ronice Barlow has been Chief Operating Officer of Raymond James Financial Services Advisors, Inc since March 2025, and is a control person of the firm.

Source: Form ADV, Schedule A, filed 21 September 2026

Does Ronice Barlow have a current investment-adviser registration?

Ronice Barlow has a current broker registration and no current investment-adviser registration, as of 17 October 2026.

Source: IAPD individual record, checked 17 October 2026

What exams has Ronice Barlow passed?

Ronice Barlow has passed 7 licensing exams: the Series 6, Series 63, Series 26, Series 7, Series 24, SIE and Series 99TO. The earliest, the Series 6, was passed in February 1993.

Source: IAPD individual record, checked 17 October 2026

Leadership at Raymond James Financial Services Advisors

  • Tashtego Spring Elwyn
    Director; Chairman of the Board; President; Chief Executive Officer
  • Kirk Bell
    Director; President, Icd
  • Philip Roger Martin
    RIA Chief Compliance Officer
  • Douglas Brigman
    Director
  • Scott Curtis
    Director
  • William Geis
    Director
  • Brock Guice
    Secretary
  • Stephen Kruchten
    Director
  • Keith G Rust
    Director
  • Jonathan Santelli
    General Counsel
  • Andrew Zolper
    Director

Sources

  1. IAPD individual record, CRD 2317475. Registration status, employment history and examinations.
  2. Form ADV Part 1A, Schedules A and B of Raymond James Financial Services Advisors, Inc, filed 21 September 2026. Title, control and ownership bands.

Retrieved 17 October 2026. The SEC record may have been amended since.

Report a correction

This profile is compiled from public regulatory records and the firm's own published materials, and is provided for informational purposes only. Niva Wealth is not affiliated with Ronice Barlow or Raymond James Financial Services Advisors, Inc and makes no representation about the quality of their services. This directory does not report disciplinary history, in either direction.