Ronald Mendoza has been an investment adviser representative at Financial & Tax Architects since June 2019, and is not listed among the firm’s executive officers or direct owners.
Financial & Tax Architects, LLC is a St. Louis, MO firm with $506M under management, 1,574 clients and 40 advisers across 22 offices, as of its June 2026 filing.
Ronald Mendoza’s longest registration is the current one, 7 years at Financial & Tax Architects since 2019. Before joining Financial & Tax Architects in 2019, Ronald Mendoza was registered through Brookstone Capital Management LLC.
- – present · 7 yearsValencia, CA · Adviser representative · Firm CRD 119169
- Brookstone Capital Management LLC– · under a yearValencia, CA · Adviser representative · Firm CRD 141413
- Brookstone Capital Management LLC– · under a yearValencia, CA · Adviser representative · Firm CRD 141413
Investment adviser representative registrations
Ronald Mendoza is registered as an investment adviser representative in California, since June 2019.
- CaliforniaSince 18 June 2019
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 65 | Uniform Investment Adviser Law Examination | 1 December 2017 |
- Name
- Uniform Investment Adviser Law Examination
- CRD
- 6134217
- Firm
- Financial & Tax Architects · CRD 119169
- Office
- 27240 Turnberry Lane, Suite 200, Valencia, CA 91355
- Registration
- Investment adviser registration
- In the industry since
- May 2018
- Disciplinary history
- Not yet shown here · SEC record
Where does Ronald Mendoza work?
Ronald Mendoza is an investment adviser representative registered through Financial & Tax Architects, LLC since June 2019, and is not listed among the firm’s executive officers or direct owners.
Is Ronald Mendoza a financial advisor?
Yes. Ronald Mendoza has a current investment-adviser registration in California, through Financial & Tax Architects since June 2019.
How many years of experience does Ronald Mendoza have?
Ronald Mendoza has 8 years in the financial industry, since May 2018, across 2 adviser firms.
What exams has Ronald Mendoza passed?
Ronald Mendoza passed the Series 65 in December 2017.
Where did Ronald Mendoza work before Financial & Tax Architects?
Before Financial & Tax Architects, Ronald Mendoza was registered through Brookstone Capital Management LLC, July 2018 to April 2019; Brookstone Capital Management LLC, January 2018 to May 2018.
Where is Ronald Mendoza based?
Ronald Mendoza’s registered office is in Valencia, CA.
Is Ronald Mendoza registered with FINRA?
No. Ronald Mendoza has no current broker registration.
How can I verify Ronald Mendoza’s record?
Search CRD 6134217 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Ronald Mendoza’s full registration record.
David BrooksChief Executive Officer
Gordon HaavePresident and Chief Investment Officer- Paul FelschChief Compliance Officer & Legal Counsel