Gordon Haave has been President and Chief Investment Officer of Financial & Tax Architects since November 2016, is a control person of the firm and directly owns under 5% of it. Gordon Haave studied at Columbia University.
Financial & Tax Architects, LLC is a St. Louis, MO firm with $506M under management, 1,574 clients and 40 advisers across 22 offices, as of its June 2026 filing.
Gordon Haave is President & CIO of Financial & Tax Architects. He previously served as Director of Investment Consulting at Asset Services Company and managed fixed income investments at Devon Energy. His earlier career included the role of Vice President of HK Partners and H&K International, a family of hedge funds.
Gordon Haave’s longest registration is the current one, 9 years at Financial & Tax Architects since 2016. Before joining Financial & Tax Architects in 2016, Gordon Haave was registered through Wilbanks Securities Advisory and Gordon C Haave Associates, LLC.
- – present · 9 yearsSt. Louis, MO · Adviser representative · Firm CRD 119169
- Wilbanks Securities Advisory– · under a yearOklahoma City, OK · Adviser representative · Firm CRD 118304
- Gordon C Haave Associates, LLC– · 1 yearOklahoma City, OK · Adviser representative · Firm CRD 143911
- Asset Services Co LLC– · 2 yearsOklahoma City, OK · Adviser representative · Firm CRD 108037
Professional designations
Listed by Financial & Tax Architects
- Chartered Financial Analyst (CFA)
Investment adviser representative registrations
Gordon Haave is registered as an investment adviser representative in 12 states. The first approvals date from November 2016; the most recent is Massachusetts, in October 2018.
- ArizonaSince 30 October 2017
- CaliforniaSince 31 October 2017
- FloridaSince 23 April 2018
- IllinoisSince 10 October 2017
- KentuckySince 30 October 2017
- LouisianaSince 30 July 2018
- MassachusettsSince 25 October 2018
- MichiganSince 20 September 2017
- MissouriSince 1 November 2016
- OklahomaSince 30 October 2017
- PennsylvaniaSince 7 September 2018
- TennesseeSince 25 June 2018
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 65 | Uniform Investment Adviser Law Examination | 6 May 2005 |
- Name
- Uniform Investment Adviser Law Examination
- Full name
- Gordon Christopher Haave
- CRD
- 4919955
- Firm
- Financial & Tax Architects · CRD 119169
- Role
- President and Chief Investment Officer
- Office
- 12412 POWERSCOURT DRIVE, SUITE 25, St. Louis, MO 63131
- Registration
- Investment adviser registration
- In the industry since
- September 2012
- Disciplinary history
- Not yet shown here · SEC record
- Firm bio
- fta-ria.com
Where does Gordon Haave work?
Gordon Haave has been President and Chief Investment Officer of Financial & Tax Architects, LLC since November 2016, and is a control person of the firm.
Is Gordon Haave a financial advisor?
Yes. Gordon Haave has a current investment-adviser registration in Arizona, California, Florida, Illinois, Kentucky, Louisiana, Massachusetts, Michigan, Missouri, Oklahoma, Pennsylvania and Tennessee, through Financial & Tax Architects since November 2016.
How many years of experience does Gordon Haave have?
Gordon Haave has 14 years in the financial industry, since September 2012, across 4 adviser firms.
What exams has Gordon Haave passed?
Gordon Haave passed the Series 65 in May 2005.
Where did Gordon Haave work before Financial & Tax Architects?
Before Financial & Tax Architects, Gordon Haave was registered through Wilbanks Securities Advisory, March 2009 to November 2009; Gordon C Haave Associates, LLC, July 2007 to September 2008; Asset Services Co LLC, May 2005 to October 2007.
Where is Gordon Haave based?
Gordon Haave’s registered office is in St. Louis, MO.
Is Gordon Haave registered with FINRA?
No. Gordon Haave has no current broker registration.
Is Gordon Haave a CFA charterholder?
Financial & Tax Architects lists Gordon Haave with the CFA credential (“Chartered Financial Analyst (CFA)”) on its website. CFA Institute confirms certification status.
How can I verify Gordon Haave’s record?
Search CRD 4919955 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Gordon Haave’s full registration record.
David BrooksChief Executive Officer- Paul FelschChief Compliance Officer & Legal Counsel