Ronald Briggs has been an investment adviser representative at Caitlin John since July 2021, and is not listed among the firm’s executive officers or direct owners.
Caitlin John, LLC is a Brighton, MI firm with $215M under management, 602 clients and 25 advisers across 14 offices, as of its September 2026 filing.
Ronald Briggs’ longest registration is the current one, 5 years at Caitlin John since 2021.
- A Smarter Way to InvestAlso current– present · 2 yearsBrighton, MI · Adviser representative · Firm CRD 166170
- Simplyria Advisor NetworkCurrent– present · 5 yearsBrighton, MI · Adviser representative · Firm CRD 154494
Investment adviser representative registrations
Ronald Briggs is registered as an investment adviser representative in Michigan, since July 2021.
- MichiganSince 19 July 2021
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 65 | Uniform Investment Adviser Law Examination | 19 July 2021 |
| Series 63 | Uniform Securities Agent State Law Examination | 30 August 2019 |
| Series 6TO | Investment Company Products/Variable Contracts Representative Examination | 16 August 2019 |
| SIE | Securities Industry Essentials Examination | 2 August 2019 |
- Name
- Uniform Investment Adviser Law Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- Investment Company Products/Variable Contracts Representative Examination
- Name
- Securities Industry Essentials Examination
- Full name
- Ronald John Briggs
- CRD
- 6799815
- Firm
- Caitlin John · CRD 154494
- Office
- 1024 E. GRAND RIVER AVE, SUITE B, Brighton, MI 48116
- Registration
- Investment adviser registration
- In the industry since
- February 2020
- Disciplinary history
- Not yet shown here · SEC record
Where does Ronald Briggs work?
Ronald Briggs is an investment adviser representative registered through Caitlin John, LLC since July 2021, and is not listed among the firm’s executive officers or direct owners.
Is Ronald Briggs a financial advisor?
Yes. Ronald Briggs has a current investment-adviser registration in Michigan, through Caitlin John since July 2021.
How many years of experience does Ronald Briggs have?
Ronald Briggs has 6 years in the financial industry, since February 2020, across 2 adviser firms.
What exams has Ronald Briggs passed?
Ronald Briggs has passed 4 licensing exams: the SIE, Series 6TO, Series 63 and Series 65. The earliest, the SIE, was passed in August 2019.
Where is Ronald Briggs based?
Ronald Briggs’ registered office is in Brighton, MI.
Is Ronald Briggs registered with FINRA?
No. Ronald Briggs has no current broker registration.
How can I verify Ronald Briggs’ record?
Search CRD 6799815 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Ronald Briggs’ full registration record.