Role at Sit Fixed Income Advisors II
- Title on Schedule A
- Chairman and CEO
- Control
- Roger Sit is a control person of Sit Fixed Income Advisors II.
- Ownership
- An individual ownership band is not available in the source record.
- Tenure
- Roger Sit has held the filed role since July 2008.
The firm
Form ADV filed 22 June 2026
Career on record
- Passed SIE · 2018
- Passed Series 7 and Series 63 · 1991
Registrations and exams
Broker registration; no current adviser registration. Roger Sit has passed 3 qualifying exams.
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 63 | Uniform Securities Agent State Law Examination | 6 December 1991 |
| SIE | Securities Industry Essentials Examination | 1 October 2018 |
| Series 7 | General Securities Representative Examination | 3 October 1991 |
- Name
- Uniform Securities Agent State Law Examination
- Name
- Securities Industry Essentials Examination
- Name
- General Securities Representative Examination
Individual record
- Full name
- Roger J Sit
- CRD
- 2174779
- Registration status
- Broker registration; no current adviser registration
- Firm bio
- sitinvest.com
This directory does not report disciplinary history, for any firm or individual, in either direction. The SEC publishes the complete record, including any disciplinary events, and it is the authoritative place to check one. Check this record on adviserinfo.sec.gov
Background
Sit Investment Associates identifies Roger J. Sit as its Chief Executive Officer and Global Chief Investment Officer, leading its Investment Policy Committee and directing investments. Official Sit Investment Associates biography
Education
- Sit says Roger Sit earned an M.B.A. from Harvard Business School, a B.S. from the U.S. Air Force Academy and an M.S. in systems management from the University of Southern California.Official Sit Investment Associates biography
Common questions
Where does Roger Sit work?
Roger Sit has been Chairman and CEO of Sit Fixed Income Advisors II, LLC since July 2008, and is a control person of the firm.
Does Roger Sit have a current investment-adviser registration?
Roger Sit has a current broker registration and no current investment-adviser registration, as of 17 October 2026.
What exams has Roger Sit passed?
Roger Sit has passed 3 licensing exams: the Series 7, Series 63 and SIE. The earliest, the Series 7, was passed in October 1991.
Leadership at Sit Fixed Income Advisors II
- Mark BookVice President and Portfolio Manager
- Bryce DotySenior Vice President, Senior Portfolio Manager
- Paul JungquistSenior Vice President, Senior Portfolio Manager
- Paul RasmussenVice President, Secretary, Chief Compliance Officer