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Paul Rasmussen

Vice President, Secretary, Chief Compliance Officer at Sit Fixed Income Advisors II

Broker registration; no current adviser registrationSEC record checked 17 October 2026

0
Past adviser firms
5
Licensing exams

IAPD record retrieved 17 October 2026SEC record

Paul Rasmussen is Vice President, Secretary, Chief Compliance Officer of Sit Fixed Income Advisors II, LLC, a Minneapolis investment adviser managing $15B. Paul Rasmussen has a current broker registration and no current investment-adviser registration and has passed 5 licensing exams.

Role at Sit Fixed Income Advisors II

Title on Schedule A
Vice President, Secretary, Chief Compliance Officer
Control
Paul Rasmussen is not a control person of Sit Fixed Income Advisors II.
Ownership
An individual ownership band is not available in the source record.
Tenure
Paul Rasmussen has held the filed role since December 1997.

The firm

Sit Fixed Income Advisors II, LLC
Minneapolis, MN

Form ADV filed 22 June 2026

$15B AUM115 clients35 advisers1 offices

Career on record

Firms and exams, newest first
  1. Passed Series 99TO · 2023
  2. Passed SIE · 2018
  3. Passed Series 6, Series 63 and Series 26 · 1993

Registrations and exams

Broker registration; no current adviser registration. Paul Rasmussen has passed 5 qualifying exams.

Examinations

Series 633 December 1993
Name
Uniform Securities Agent State Law Examination
Series 2610 December 1993
Name
Investment Company Products/Variable Contracts Principal Examination
Series 99TO2 January 2023
Name
Operations Professional Examination
SIE1 October 2018
Name
Securities Industry Essentials Examination
Series 629 November 1993
Name
Investment Company Products/Variable Contracts Representative Examination

Individual record

Full name
Paul Edward Rasmussen
CRD
2421880
Firm
Sit Fixed Income Advisors II, LLC
Registration status
Broker registration; no current adviser registration

This directory does not report disciplinary history, for any firm or individual, in either direction. The SEC publishes the complete record, including any disciplinary events, and it is the authoritative place to check one. Check this record on adviserinfo.sec.gov

Common questions

Where does Paul Rasmussen work?

Paul Rasmussen has been Vice President, Secretary, Chief Compliance Officer of Sit Fixed Income Advisors II, LLC since December 1997.

Source: Form ADV, Schedule A, filed 22 June 2026

Does Paul Rasmussen have a current investment-adviser registration?

Paul Rasmussen has a current broker registration and no current investment-adviser registration, as of 17 October 2026.

Source: IAPD individual record, checked 17 October 2026

What exams has Paul Rasmussen passed?

Paul Rasmussen has passed 5 licensing exams: the Series 6, Series 63, Series 26, SIE and Series 99TO. The earliest, the Series 6, was passed in November 1993.

Source: IAPD individual record, checked 17 October 2026

Leadership at Sit Fixed Income Advisors II

  • Mark Book
    Vice President and Portfolio Manager
  • Bryce Doty
    Senior Vice President, Senior Portfolio Manager
  • Paul Jungquist
    Senior Vice President, Senior Portfolio Manager
  • Roger Sit
    Chairman and CEO

Sources

  1. IAPD individual record, CRD 2421880. Registration status, employment history and examinations.
  2. Form ADV Part 1A, Schedules A and B of Sit Fixed Income Advisors II, LLC, filed 22 June 2026. Title, control and ownership bands.

Retrieved 17 October 2026. The SEC record may have been amended since.

Report a correction

This profile is compiled from public regulatory records and the firm's own published materials, and is provided for informational purposes only. Niva Wealth is not affiliated with Paul Rasmussen or Sit Fixed Income Advisors II, LLC and makes no representation about the quality of their services. This directory does not report disciplinary history, in either direction.