Role at Ameritas Advisory Services
- Title on Schedule A
- Vice President, Sales Supervision
- Control
- Roger Ruz is a control person of Ameritas Advisory Services.
- Ownership
- An individual ownership band is not available in the source record.
- Tenure
- Roger Ruz has held the filed role since June 2025.
The firm
Form ADV filed 1 October 2026
Career on record
Roger Ruz has been registered through Ameritas Advisory Services since March 2025, and before that through Grove Point Advisors, LLC, Huntington Financial Advisors, Nationwide Securities, LLC, Resource Horizons Investment Advisory, Inc., Capital City Asset Management Group, LLC and Jpmorgan Fleming Asset Management.
- – present · 2 yearsDublin, OH · Adviser representative · Firm CRD 317245
- Grove Point Advisors, LLC– · under a yearDublin, OH · Adviser representative · Firm CRD 313171
- Passed Series 99TO and Series 52TO · 2023
- Passed SIE · 2018
- Huntington Financial Advisors– · 10 yearsDublin, OH · Adviser representative · Firm CRD 16986
- Passed Series 53 · 2011
- Passed Series 7, Series 24, Series 63 and Series 4 · 2010
- Nationwide Securities, LLC– · 4 yearsColumbus, OH · Adviser representative · Firm CRD 11173
- Resource Horizons Investment Advisory, Inc.– · 1 yearColumbus, OH · Adviser representative · Firm CRD 143384
- Passed Series 65 · 2009
- Capital City Asset Management Group, LLC– · under a yearColumbus, OH · Adviser representative · Firm CRD 134008
- Jpmorgan Fleming Asset Management– · 2 yearsColumbus, OH · Adviser representative · Firm CRD 107247
Registrations and exams
Roger Ruz has a current investment-adviser registration in Nebraska, Ohio and Texas and has passed 9 qualifying exams.
| State | Scope | Status | Since |
|---|---|---|---|
| Nebraska | Investment adviser representative | Approved | 25 March 2025 |
| Ohio | Investment adviser representative | Approved | 25 March 2025 |
| Texas | Investment adviser representative | Approved, resident | 25 March 2025 |
- Scope
- Investment adviser representative
- Status
- Approved
- Scope
- Investment adviser representative
- Status
- Approved
- Scope
- Investment adviser representative
- Status
- Approved, resident
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 63 | Uniform Securities Agent State Law Examination | 9 March 2010 |
| Series 65 | Uniform Investment Adviser Law Examination | 9 March 2009 |
| Series 53 | Municipal Securities Principal Examination | 12 January 2011 |
| Series 4 | Registered Options Principal Examination | 7 December 2010 |
| Series 24 | General Securities Principal Examination | 2 March 2010 |
| Series 99TO | Operations Professional Examination | 2 January 2023 |
| Series 52TO | Municipal Securities Representative Examination | 2 January 2023 |
| SIE | Securities Industry Essentials Examination | 1 October 2018 |
| Series 7 | General Securities Representative Examination | 19 January 2010 |
- Name
- Uniform Securities Agent State Law Examination
- Name
- Uniform Investment Adviser Law Examination
- Name
- Municipal Securities Principal Examination
- Name
- Registered Options Principal Examination
- Name
- General Securities Principal Examination
- Name
- Operations Professional Examination
- Name
- Municipal Securities Representative Examination
- Name
- Securities Industry Essentials Examination
- Name
- General Securities Representative Examination
Individual record
- Full name
- Roger Anthony Ruz
- CRD
- 2865493
- Registration status
- Investment adviser and broker registrations
- Office
- Dublin, OH
- Firm bio
- ameritas.com
This directory does not report disciplinary history, for any firm or individual, in either direction. The SEC publishes the complete record, including any disciplinary events, and it is the authoritative place to check one. Check this record on adviserinfo.sec.gov
Background
An Ameritas officer announcement identifies Roger Ruz as Vice President of Sales Supervision for Ameritas Investment Company and Ameritas Advisory Services. It lists prior brokerage-supervision work at Huntington National Bank. Official firm announcement
Education
- Four-year degree in finance, Franklin UniversityOfficial firm announcement
- M.B.A., Capital UniversityOfficial firm announcement
Credentials and memberships
- FINRA Series 7, 24, 53, 63, 65 and 4 licensesOfficial firm announcement
Common questions
Where does Roger Ruz work?
Roger Ruz has been Vice President, Sales Supervision of Ameritas Advisory Services, LLC since June 2025, and is a control person of the firm.
Is Roger Ruz a financial advisor?
Yes. Roger Ruz has a current investment-adviser registration in Nebraska, Ohio and Texas, through Ameritas Advisory Services since March 2025, as of 17 October 2026.
How many years of experience does Roger Ruz have?
Roger Ruz has worked in the financial industry for 18 years as of 17 October 2026, counted from 10 January 2008, across 7 adviser firms.
What exams has Roger Ruz passed?
Roger Ruz has passed 9 licensing exams: the Series 65, Series 7, Series 24, Series 63, Series 4, Series 53, SIE, Series 99TO and Series 52TO. The earliest, the Series 65, was passed in March 2009.
Where did Roger Ruz work before Ameritas Advisory Services?
Before Ameritas Advisory Services, Roger Ruz was registered through Grove Point Advisors, LLC, November 2024 to March 2025; Huntington Financial Advisors, June 2014 to August 2024; Nationwide Securities, LLC, September 2010 to May 2014; Resource Horizons Investment Advisory, Inc., January 2010 to August 2010; Capital City Asset Management Group, LLC, March 2009 to August 2009; Jpmorgan Fleming Asset Management, January 2003 to January 2005.
Where is Roger Ruz based?
Roger Ruz’s registered office is in Dublin, OH.
Leadership at Ameritas Advisory Services
- Richard BertholdVice President, Service & Operations
- Matthew KinsellaVice President & Chief Compliance Officer
- Jeremy RobsonPresident
- Ryan BeasleyMember, Board of Directors
- Rollin BielSecond VP, Financial Reporting
- Orlando CruzMember, Board of Directors
- Kelly HalversonMember, Board of Directors
- Michele WuBoard of Directors