Roger Patterson has been Founder/Member of The Advisory Group of San Francisco since October 1999, is not listed as a control person, but directly owns between 10% and 25% of the firm.
The Advisory Group of San Francisco, LLC is a San Francisco, CA firm with $810M under management, 140 clients and 5 advisers across 6 offices, as of its March 2026 filing.
Roger Patterson’s longest registration was 23 years at The Advisory Group of San Francisco, LLC (2002–2025).
- Hewins Financial Advisors, LLC– · 5 yearsRedwood City, CA · Adviser representative · Firm CRD 109983
- – · 23 yearsSan Francisco, CA · Adviser representative · Firm CRD 108110
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 24 | General Securities Principal Examination | 1 October 1984 |
| Series 1 | Registered Representative Examination | 25 February 1971 |
- Name
- General Securities Principal Examination
- Name
- Registered Representative Examination
- Full name
- Roger Bruce Patterson
- CRD
- 357986
- Firm
- The Advisory Group of San Francisco · CRD 108110
- Role
- Founder/Member
- Registration
- No current adviser or broker registration
- Disciplinary history
- Not yet shown here · SEC record
Where does Roger Patterson work?
Roger Patterson has been Founder/Member of The Advisory Group of San Francisco, LLC since October 1999.
Does Roger Patterson have a current investment-adviser registration?
Roger Patterson has no current investment-adviser or broker registration.
What exams has Roger Patterson passed?
Roger Patterson has passed 2 licensing exams: the Series 1 and Series 24. The earliest, the Series 1, was passed in February 1971.
Where was Roger Patterson previously registered as an investment adviser?
Roger Patterson has past investment-adviser registrations through Hewins Financial Advisors, LLC, July 2002 to September 2007; The Advisory Group of San Francisco, LLC, February 2002 to December 2025, across 2 firms.
Is Roger Patterson registered with FINRA?
No. Roger Patterson has no current broker registration.
How can I verify Roger Patterson’s record?
Search CRD 357986 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Roger Patterson’s full registration record.