Lisette Smith has been Chief Operating Officer, Chief Compliance Officer, SR Advisor of The Advisory Group of San Francisco since January 2021, is a control person of the firm and directly owns under 5% of it.
The Advisory Group of San Francisco, LLC is a San Francisco, CA firm with $810M under management, 140 clients and 5 advisers across 6 offices, as of its March 2026 filing.
Lisette Smith’s longest registration is the current one, 10 years at The Advisory Group of San Francisco since 2016. Before joining The Advisory Group of San Francisco in 2016, Lisette Smith was registered through Garnet Group LLC and Smith Rapacz, LLC.
- – present · 10 yearsScituate, MA · Adviser representative · Firm CRD 108110
- Garnet Group LLC– · 3 yearsBoston, MA · Adviser representative · Firm CRD 141389
- Smith Rapacz, LLC– · 6 yearsBoston, MA · Adviser representative · Firm CRD 128298
Investment adviser representative registrations
Lisette Smith is registered as an investment adviser representative in 3 states. The first approvals date from October 2016; the most recent is Massachusetts, in June 2024.
- CaliforniaSince 18 October 2016
- MassachusettsSince 4 June 2024
- TexasSince 18 October 2016
Examinations
No examinations are on Lisette Smith’s record.
- Full name
- Lisette Chassey Smith
- CRD
- 1665492
- Firm
- The Advisory Group of San Francisco · CRD 108110
- Role
- Chief Operating Officer, Chief Compliance Officer, SR Advisor
- Office
- Scituate, MA
- Registration
- Investment adviser registration
- In the industry since
- September 2007
- Disciplinary history
- Not yet shown here · SEC record
Where does Lisette Smith work?
Lisette Smith has been Chief Operating Officer, Chief Compliance Officer, SR Advisor of The Advisory Group of San Francisco, LLC since January 2021, and is a control person of the firm.
Is Lisette Smith a financial advisor?
Yes. Lisette Smith has a current investment-adviser registration in California, Massachusetts and Texas, through The Advisory Group of San Francisco since October 2016.
How many years of experience does Lisette Smith have?
Lisette Smith has 19 years in the financial industry, since September 2007, across 3 adviser firms.
Where did Lisette Smith work before The Advisory Group of San Francisco?
Before The Advisory Group of San Francisco, Lisette Smith was registered through Garnet Group LLC, August 2006 to November 2009; Smith Rapacz, LLC, October 2000 to December 2006.
Where is Lisette Smith based?
Lisette Smith’s registered office is in Scituate, MA.
Is Lisette Smith registered with FINRA?
No. Lisette Smith has no current broker registration.
How can I verify Lisette Smith’s record?
Search CRD 1665492 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Lisette Smith’s full registration record.