Roger Bowlin has been an investment adviser representative at Secure Asset Management since June 2021, and is not listed among the firm’s executive officers or direct owners. Roger Bowlin studied Foster School of Business at the University of Washington.
Secure Asset Management, L.L.C. is a Troy, MI firm with $871M under management, 2,877 clients and 54 advisers across 32 offices, as of its August 2026 filing.
Roger W. Bowlin is Founding Partner of Real Estate Transition Solutions. He is a licensed 1031 Exchange Advisor and sources real estate replacement property options, providing consultation on tax deferral strategies, 1031 replacement options and Delaware Statutory Trusts. Earlier, he presided over Coleman Construction and worked in the brokerage group of Marcus and Millichap and the Investment Group of Westwater Development.
Roger Bowlin’s longest registration was 7 years at Independent Financial Group, LLC (2008–2016). Before joining Secure Asset Management in 2021, Roger Bowlin was registered through Concorde Asset Management, LLC and Independent Financial Group, LLC.
- Concorde Asset Management, LLC– · 4 yearsMercer Island, WA · Adviser representative · Firm CRD 140367
- Independent Financial Group, LLC– · 7 yearsIssaquah, WA · Adviser representative · Firm CRD 7717
- Eplanning Advisors Inc– · 1 yearRoseville, CA · Adviser representative · Firm CRD 109184
- Pacific West Financial Consultant Inc– · 7 yearsSeattle, WA · Adviser representative · Firm CRD 108728
Investment adviser representative registrations
Roger Bowlin is registered as an investment adviser representative in Washington, since June 2021.
- WashingtonSince 4 June 2021
Examinations
| Exam | Name | Passed |
|---|---|---|
| SIE | Securities Industry Essentials Examination | Credited |
| Series 65 | Uniform Investment Adviser Law Examination | 30 November 1994 |
| Series 7 | General Securities Representative Examination | 27 June 1990 |
| Series 63 | Uniform Securities Agent State Law Examination | 7 December 1988 |
| Series 22 | Direct Participation Programs Representative Examination | 7 December 1988 |
- Name
- Securities Industry Essentials Examination
- Name
- Uniform Investment Adviser Law Examination
- Name
- General Securities Representative Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- Direct Participation Programs Representative Examination
- Full name
- Roger William Bowlin
- CRD
- 1905652
- Firm
- Secure Asset Management · CRD 144046
- Registration
- Investment adviser and broker registrations
- In the industry since
- September 1990
- Disciplinary history
- Not yet shown here · SEC record · BrokerCheck
- Firm bio
- re-transition.com
Where does Roger Bowlin work?
Roger Bowlin is an investment adviser representative registered through Secure Asset Management, L.L.C. since June 2021, and is not listed among the firm’s executive officers or direct owners.
Is Roger Bowlin a financial advisor?
Yes. Roger Bowlin has a current investment-adviser registration in Washington, through Secure Asset Management since June 2021.
How many years of experience does Roger Bowlin have?
Roger Bowlin has 36 years in the financial industry, since September 1990, across 5 adviser firms.
What exams has Roger Bowlin passed?
Roger Bowlin has passed 4 licensing exams: the Series 63, Series 22, Series 7 and Series 65. The earliest, the Series 63, was passed in December 1988. FINRA credited Roger Bowlin with the SIE, which began in October 2018.
Where did Roger Bowlin work before Secure Asset Management?
Before Secure Asset Management, Roger Bowlin was registered through Concorde Asset Management, LLC, May 2016 to April 2021; Independent Financial Group, LLC, December 2008 to May 2016; Eplanning Advisors Inc, October 2007 to December 2008; Pacific West Financial Consultant Inc, June 2000 to October 2007.
Is Roger Bowlin registered with FINRA?
Yes. Roger Bowlin has a current broker registration, under CRD 1905652.
Source: FINRA BrokerCheck
How can I verify Roger Bowlin’s record?
Search CRD 1905652 on the SEC’s adviser search (adviserinfo.sec.gov) and FINRA’s broker search (brokercheck.finra.org), which publish Roger Bowlin’s full registration record.