Roberto Lizama has been an investment adviser representative at Rose Capital Advisors since April 2020, and is not listed among the firm’s executive officers or direct owners.
Rose Capital Advisors, LLC is a Miami Beach, FL firm with $608M under management, 375 clients and 9 advisers across 7 offices, as of its August 2026 filing.
Roberto Lizama’s longest registration was 8 years at Dominick & Dominick LLC (2006–2015). Before joining Rose Capital Advisors in 2020, Roberto Lizama was registered through Ipg Investment Advisors, LLC and Wunderlich Securities, Inc.
- Rose Capital Advisors, LLCCurrent– present · 6 yearsMiami Beach, FL · Adviser representative · Firm CRD 173054
- Ipg Investment Advisors, LLC– · 3 yearsMiami, FL · Adviser representative · Firm CRD 152990
- Wunderlich Securities, Inc.– · 1 yearMiami, FL · Adviser representative · Firm CRD 2543
- Dominick & Dominick LLC– · 8 yearsMiami, FL · Adviser representative · Firm CRD 7344
- Morgan Stanley– · 5 yearsMiami, FL · Adviser representative · Firm CRD 7556
Investment adviser representative registrations
Roberto Lizama is registered as an investment adviser representative in Florida, since April 2020.
- FloridaSince 22 April 2020
Examinations
| Exam | Name | Passed |
|---|---|---|
| SIE | Securities Industry Essentials Examination | Credited |
| Series 65 | Uniform Investment Adviser Law Examination | 11 July 2006 |
| Series 31 | Futures Managed Funds Examination | 13 April 2000 |
| Series 63 | Uniform Securities Agent State Law Examination | 16 July 1997 |
| Series 7 | General Securities Representative Examination | 3 July 1997 |
- Name
- Securities Industry Essentials Examination
- Name
- Uniform Investment Adviser Law Examination
- Name
- Futures Managed Funds Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- General Securities Representative Examination
- Full name
- Roberto Luis Lizama
- CRD
- 2890871
- Firm
- Rose Capital Advisors · CRD 173054
- Office
- 119 WASHINGTON AVENUE, SUITE 400, Miami Beach, FL 33139
- Registration
- Investment adviser and broker registrations
- In the industry since
- October 1997
- Disciplinary history
- Not yet shown here · SEC record · BrokerCheck
Where does Roberto Lizama work?
Roberto Lizama is an investment adviser representative registered through Rose Capital Advisors, LLC since April 2020, and is not listed among the firm’s executive officers or direct owners.
Is Roberto Lizama a financial advisor?
Yes. Roberto Lizama has a current investment-adviser registration in Florida, through Rose Capital Advisors since April 2020.
How many years of experience does Roberto Lizama have?
Roberto Lizama has 29 years in the financial industry, since October 1997, across 5 adviser firms.
What exams has Roberto Lizama passed?
Roberto Lizama has passed 4 licensing exams: the Series 7, Series 63, Series 31 and Series 65. The earliest, the Series 7, was passed in July 1997. FINRA credited Roberto Lizama with the SIE, which began in October 2018.
Where did Roberto Lizama work before Rose Capital Advisors?
Before Rose Capital Advisors, Roberto Lizama was registered through Ipg Investment Advisors, LLC, September 2016 to October 2019; Wunderlich Securities, Inc., February 2015 to September 2016; Dominick & Dominick LLC, August 2006 to January 2015; Morgan Stanley, July 1997 to June 2003.
Where is Roberto Lizama based?
Roberto Lizama’s registered office is in Miami Beach, FL.
Is Roberto Lizama registered with FINRA?
Yes. Roberto Lizama has a current broker registration, under CRD 2890871.
Source: FINRA BrokerCheck
How can I verify Roberto Lizama’s record?
Search CRD 2890871 on the SEC’s adviser search (adviserinfo.sec.gov) and FINRA’s broker search (brokercheck.finra.org), which publish Roberto Lizama’s full registration record.
