Michael Rose has been Chief Compliance of Rose Capital Advisors since September 2014, is a control person of the firm and directly owns 75% or more of it. Michael Rose holds a Bachelor of Science degree in Finance from Syracuse University.
Rose Capital Advisors, LLC is a Miami Beach, FL firm with $608M under management, 375 clients and 9 advisers across 7 offices, as of its August 2026 filing.
Michael Rose is Managing Partner and Senior Wealth Advisor of Rose Capital Advisors, which he founded. His practice serves high-net-worth individuals, small institutions, professional athletes, entrepreneurs, family offices and non-profit foundations. Before founding the firm he spent over 7 years with Dominick & Dominick LLC, and earlier worked in Wachovia's Private Client Group in New York City and Miami.
Michael Rose’s longest registration is the current one, 12 years at Rose Capital Advisors since 2014. Before joining Rose Capital Advisors in 2014, Michael Rose was registered through Tandragee Global Advisors, LLC and Dominick & Dominick LLC.
- Rose Capital Advisors, LLCCurrent– present · 12 yearsMiami Beach, FL · Adviser representative · Firm CRD 173054
- Tandragee Global Advisors, LLC– · 2 yearsMiami Beach, FL · Adviser representative · Firm CRD 161572
- Dominick & Dominick LLC– · 2 yearsMiami, FL · Adviser representative · Firm CRD 7344
Investment adviser representative registrations
Michael Rose is registered as an investment adviser representative in 2 states. Each was approved in October 2014.
- FloridaSince 23 October 2014
- TexasSince 11 October 2014
Examinations
| Exam | Name | Passed |
|---|---|---|
| SIE | Securities Industry Essentials Examination | Credited |
| Series 65 | Uniform Investment Adviser Law Examination | 13 May 2009 |
| Series 31 | Futures Managed Funds Examination | 10 January 2005 |
| Series 63 | Uniform Securities Agent State Law Examination | 25 November 1997 |
| Series 7 | General Securities Representative Examination | 12 November 1997 |
- Name
- Securities Industry Essentials Examination
- Name
- Uniform Investment Adviser Law Examination
- Name
- Futures Managed Funds Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- General Securities Representative Examination
- Full name
- Michael Joseph Rose
- CRD
- 2954324
- Firm
- Rose Capital Advisors · CRD 173054
- Role
- Chief Compliance
- Office
- 119 WASHINGTON AVENUE, SUITE 400, Miami Beach, FL 33139
- Registration
- Investment adviser and broker registrations
- In the industry since
- January 1998
- Disciplinary history
- Not yet shown here · SEC record · BrokerCheck
- Firm bio
- rosecapitaladvisors.com
Where does Michael Rose work?
Michael Rose has been Chief Compliance of Rose Capital Advisors, LLC since September 2014, and is a control person of the firm.
Is Michael Rose a financial advisor?
Yes. Michael Rose has a current investment-adviser registration in Florida and Texas, through Rose Capital Advisors since October 2014.
How many years of experience does Michael Rose have?
Michael Rose has 28 years in the financial industry, since January 1998, across 3 adviser firms.
What exams has Michael Rose passed?
Michael Rose has passed 4 licensing exams: the Series 7, Series 63, Series 31 and Series 65. The earliest, the Series 7, was passed in November 1997. FINRA credited Michael Rose with the SIE, which began in October 2018.
Where did Michael Rose work before Rose Capital Advisors?
Before Rose Capital Advisors, Michael Rose was registered through Dominick & Dominick LLC, October 2009 to July 2012.
Where is Michael Rose based?
Michael Rose’s registered office is in Miami Beach, FL.
Is Michael Rose registered with FINRA?
Yes. Michael Rose has a current broker registration, under CRD 2954324.
Source: FINRA BrokerCheck
How can I verify Michael Rose’s record?
Search CRD 2954324 on the SEC’s adviser search (adviserinfo.sec.gov) and FINRA’s broker search (brokercheck.finra.org), which publish Michael Rose’s full registration record.