Robert Whitehead has been an investment adviser representative at HeadInvest since June 2006, and is not listed among the firm’s executive officers or direct owners. Robert Whitehead studied School of Business at the University of Connecticut.
Headinvest, LLC is a Portland, ME firm with $892M under management, 445 clients and 6 advisers in one office, as of its March 2026 filing.
Robert Whitehead is Senior Vice President of HeadInvest. He joined HeadInvest as a Portfolio Manager after many years in other aspects of financial services. At Merrill Lynch he held several positions including investment management, administrative management and corporate development, and earlier he served in various capacities at a major New England commercial bank.
Robert Whitehead’s longest registration is the current one, 20 years at HeadInvest since 2006. Before joining HeadInvest in 2006, Robert Whitehead was registered through Head and Associates, Inc.
- Head and Associates, Inc– · 3 yearsPortland, ME · Adviser representative · Firm CRD 106359
Investment adviser representative registrations
Robert Whitehead is registered as an investment adviser representative in 2 states, as a resident of Texas. The first approvals date from June 2006; the most recent is Texas, in December 2008.
- MaineSince 8 June 2006
- TexasResidentSince 5 December 2008
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 65 | Uniform Investment Adviser Law Examination | 2 December 1994 |
| Series 63 | Uniform Securities Agent State Law Examination | 22 August 1988 |
| Series 5 | Interest Rate Options Examination | 19 October 1981 |
| Series 24 | General Securities Principal Examination | 15 October 1981 |
| Series 4 | Registered Options Principal Examination | 21 August 1981 |
| PC | AMEX Put and Call Exam | 8 September 1977 |
| Series 7 | General Securities Representative Examination | 17 July 1976 |
- Name
- Uniform Investment Adviser Law Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- Interest Rate Options Examination
- Name
- General Securities Principal Examination
- Name
- Registered Options Principal Examination
- Name
- AMEX Put and Call Exam
- Name
- General Securities Representative Examination
- Full name
- Robert Schofield Whitehead
- CRD
- 824633
- Firm
- HeadInvest · CRD 140518
- Office
- 7 CUSTOM HOUSE ST, 4TH FLOOR, Portland, ME 04101-4194
- Registration
- Investment adviser registration
- In the industry since
- November 2002
- Disciplinary history
- Not yet shown here · SEC record
- Firm bio
- headinvest.com
Where does Robert Whitehead work?
Robert Whitehead is an investment adviser representative registered through Headinvest, LLC since June 2006, and is not listed among the firm’s executive officers or direct owners.
Is Robert Whitehead a financial advisor?
Yes. Robert Whitehead has a current investment-adviser registration in Maine and Texas, through HeadInvest since June 2006.
How many years of experience does Robert Whitehead have?
Robert Whitehead has 23 years in the financial industry, since November 2002, across 2 adviser firms.
What exams has Robert Whitehead passed?
Robert Whitehead has passed 7 licensing exams: the Series 7, PC, Series 4, Series 24, Series 5, Series 63 and Series 65. The earliest, the Series 7, was passed in July 1976.
Where is Robert Whitehead based?
Robert Whitehead’s registered office is in Portland, ME.
Is Robert Whitehead registered with FINRA?
No. Robert Whitehead has no current broker registration.
How can I verify Robert Whitehead’s record?
Search CRD 824633 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Robert Whitehead’s full registration record.
