Stephen Reeves has been Chief Compliance Officer/ Managing Director of HeadInvest since March 2022, is a control person of the firm and directly owns under 5% of it. Stephen Reeves holds a Master's degree in Art History from George Washington University and an MBA in Operations Management from Auburn University. Stephen Reeves studied at Muhlenberg College.
Headinvest, LLC is a Portland, ME firm with $892M under management, 445 clients and 6 advisers in one office, as of its March 2026 filing.
Steve Reeves is Managing Director & Wealth Advisor at HeadInvest. As a member of the firm's management team, he works to define, implement and monitor firm policies and regulatory compliance. He joined HeadInvest in 2022. Earlier he was a Wealth Manager at Morgan Stanley and Merrill Lynch and, most recently, Director of Client Development at Foreside Financial Group; before financial services he served for six years in the Navy.
Stephen Reeves’ longest registration was 1 year at Merrill Lynch, Pierce, Fenner & Smith Incorporated (2012–2014). Before joining HeadInvest in 2025, Stephen Reeves was registered through Valic Financial Advisors, Inc. and MML Investors Services, LLC.
- Valic Financial Advisors, Inc.– · under a yearBrentwood, TN · Adviser representative · Firm CRD 42803
- MML Investors Services, LLC– · under a yearBrentwood, TN · Adviser representative · Firm CRD 10409
- Suntrust Investment Services, Inc.– · under a yearNashville, TN · Adviser representative · Firm CRD 17499
- Merrill Lynch, Pierce, Fenner & Smith Incorporated– · 1 yearNashville, TN · Adviser representative · Firm CRD 7691
- Morgan Stanley Smith Barney LLC– · 1 yearPortland, ME · Adviser representative · Firm CRD 149777
Investment adviser representative registrations
Stephen Reeves is registered as an investment adviser representative in Maine, since September 2025.
- MaineSince 25 September 2025
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 65 | Uniform Investment Adviser Law Examination | 24 September 2025 |
| SIE | Securities Industry Essentials Examination | Credited |
| Series 63 | Uniform Securities Agent State Law Examination | 17 June 2011 |
| Series 7 | General Securities Representative Examination | 1 April 2011 |
| Series 6 | Investment Company Products/Variable Contracts Representative Examination | 16 October 2003 |
- Name
- Uniform Investment Adviser Law Examination
- Name
- Securities Industry Essentials Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- General Securities Representative Examination
- Name
- Investment Company Products/Variable Contracts Representative Examination
- Full name
- Stephen Kenneth Reeves
- CRD
- 4711206
- Firm
- HeadInvest · CRD 140518
- Role
- Chief Compliance Officer/ Managing Director
- Office
- 7 CUSTOM HOUSE ST, 4TH FLOOR, Portland, ME 04101-4194
- Registration
- Investment adviser registration
- In the industry since
- March 2016
- Disciplinary history
- Not yet shown here · SEC record
- Firm bio
- headinvest.com
Where does Stephen Reeves work?
Stephen Reeves has been Chief Compliance Officer/ Managing Director of Headinvest, LLC since March 2022, and is a control person of the firm.
Is Stephen Reeves a financial advisor?
Yes. Stephen Reeves has a current investment-adviser registration in Maine, through HeadInvest since September 2025.
How many years of experience does Stephen Reeves have?
Stephen Reeves has 10 years in the financial industry, since March 2016, across 6 adviser firms.
What exams has Stephen Reeves passed?
Stephen Reeves has passed 4 licensing exams: the Series 6, Series 7, Series 63 and Series 65. The earliest, the Series 6, was passed in October 2003. FINRA credited Stephen Reeves with the SIE, which began in October 2018.
Where did Stephen Reeves work before HeadInvest?
Before HeadInvest, Stephen Reeves was registered through Valic Financial Advisors, Inc., June 2016 to April 2017; MML Investors Services, LLC, January 2016 to April 2016; Suntrust Investment Services, Inc., November 2014 to November 2015; Merrill Lynch, Pierce, Fenner & Smith Incorporated, November 2012 to October 2014; Morgan Stanley Smith Barney LLC, August 2011 to September 2012.
Where is Stephen Reeves based?
Stephen Reeves’ registered office is in Portland, ME.
Is Stephen Reeves registered with FINRA?
No. Stephen Reeves has no current broker registration.
How can I verify Stephen Reeves’ record?
Search CRD 4711206 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Stephen Reeves’ full registration record.