Robert Weinstein has been an investment adviser representative at Round Rock Advisors since February 2022, and is not listed among the firm’s executive officers or direct owners. Robert Weinstein holds a BS in Business Administration from Rochester Institute of Technology.
Round Rock Advisors LLC is a Wilton, CT firm with $907M under management, 647 clients and 12 advisers across 2 offices, as of its June 2026 filing.
Robert Weinstein is Private Wealth Advisor of Round Rock Advisors, based in Wilton, CT. He has been in financial services for over 40 years and joined Round Rock Advisors in 2022. His planning work spans investment advice, portfolio management, retirement savings and income planning, estate planning, insurance planning, and income tax planning and preparation.
Robert Weinstein’s longest registration was 4 years at Summit Financial Group Inc (2016–2021). Before joining Round Rock Advisors in 2022, Robert Weinstein was registered through Cetera Advisor Networks LLC and Summit Financial Group Inc.
- Round Rock Advisors LLCCurrent– present · 4 yearsHarrison, NY · Adviser representative · Firm CRD 286007
- Cetera Advisor Networks LLC– · under a yearHarrison, NY · Adviser representative · Firm CRD 13572
- Summit Financial Group Inc– · 4 yearsHarrison, NY · Adviser representative · Firm CRD 109485
- VSR Advisory Services– · 2 yearsHarrison, NY · Adviser representative · Firm CRD 14503
Professional designations
Listed by Round Rock Advisors
- Certified Public Accountant (CPA)
- CERTIFIED FINANCIAL PLANNER™ (CFP®)
- Personal Financial Specialist (PFS)
Investment adviser representative registrations
Robert Weinstein is registered as an investment adviser representative in 2 states. The first approvals date from February 2022; the most recent is New York, in December 2025.
- ConnecticutSince 23 February 2022
- New YorkSince 8 December 2025
Examinations
| Exam | Name | Passed |
|---|---|---|
| SIE | Securities Industry Essentials Examination | Credited |
| Series 24 | General Securities Principal Examination | 30 December 1987 |
| Series 63 | Uniform Securities Agent State Law Examination | 10 June 1986 |
| Series 7 | General Securities Representative Examination | 16 January 1982 |
| Series 6 | Investment Company Products/Variable Contracts Representative Examination | 13 February 1981 |
- Name
- Securities Industry Essentials Examination
- Name
- General Securities Principal Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- General Securities Representative Examination
- Name
- Investment Company Products/Variable Contracts Representative Examination
- Full name
- Robert Alan Weinstein
- CRD
- 723699
- Firm
- Round Rock Advisors · CRD 286007
- Office
- 600 MAMARONECK AVE, SUITE 400, Harrison, NY 10528
- Registration
- Investment adviser registration
- In the industry since
- April 1981
- Disciplinary history
- Not yet shown here · SEC record
- Firm bio
- roundrockadvisors.com
Where does Robert Weinstein work?
Robert Weinstein is an investment adviser representative registered through Round Rock Advisors LLC since February 2022, and is not listed among the firm’s executive officers or direct owners.
Is Robert Weinstein a financial advisor?
Yes. Robert Weinstein has a current investment-adviser registration in Connecticut and New York, through Round Rock Advisors since February 2022.
How many years of experience does Robert Weinstein have?
Robert Weinstein has 45 years in the financial industry, since April 1981, across 4 adviser firms.
What exams has Robert Weinstein passed?
Robert Weinstein has passed 4 licensing exams: the Series 6, Series 7, Series 63 and Series 24. The earliest, the Series 6, was passed in February 1981. FINRA credited Robert Weinstein with the SIE, which began in October 2018.
Where did Robert Weinstein work before Round Rock Advisors?
Before Round Rock Advisors, Robert Weinstein was registered through Cetera Advisor Networks LLC, May 2021 to December 2021; Summit Financial Group Inc, September 2016 to May 2021; VSR Advisory Services, April 2014 to September 2016.
Where is Robert Weinstein based?
Robert Weinstein’s registered office is in Harrison, NY.
Is Robert Weinstein registered with FINRA?
No. Robert Weinstein has no current broker registration.
Is Robert Weinstein a CFP?
Round Rock Advisors lists Robert Weinstein with the CFP credential (“CERTIFIED FINANCIAL PLANNER™ (CFP®)”) on its website. CFP Board confirms certification status.
Source: Robert Weinstein, CPA, CFP®, PFS biography, roundrockadvisors.com
How can I verify Robert Weinstein’s record?
Search CRD 723699 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Robert Weinstein’s full registration record.
