Bert Bowler has been Member, Principal, and Private Wealth Advisor of Round Rock Advisors since April 2017, is a control person of the firm and directly owns between 50% and 75% of it. Bert Bowler holds a BA in Economics from Kenyon College.
Round Rock Advisors LLC is a Wilton, CT firm with $907M under management, 647 clients and 12 advisers across 2 offices, as of its June 2026 filing.
Bert T. Bowler is Partner and Wealth Management Advisor of Round Rock Advisors, based in Wilton, CT. He has over 32 years of experience as a financial advisor, started his career in financial planning with Ameriprise Financial Services, Inc., and founded Round Rock Advisors, LLC in April 2017. He specializes in estate and retirement planning, family finances and charitable giving.
Bert Bowler’s longest registration was 12 years at Ameriprise Financial Services, Inc. (2004–2017). Before joining Round Rock Advisors in 2017, Bert Bowler was registered through Ameriprise Financial Services, Inc.
- Round Rock Advisors LLCCurrent– present · 9 yearsWilton, CT · Adviser representative · Firm CRD 286007
- Ameriprise Financial Services, Inc.– · 12 yearsNew Canaan, CT · Adviser representative · Firm CRD 6363
Professional designations
Listed by Round Rock Advisors
- CERTIFIED FINANCIAL PLANNER™ (CFP®)
Investment adviser representative registrations
Bert Bowler is registered as an investment adviser representative in 2 states. The first approvals date from April 2017; the most recent is Texas, in January 2022.
- ConnecticutSince 21 April 2017
- TexasSince 2 January 2022
Examinations
| Exam | Name | Passed |
|---|---|---|
| SIE | Securities Industry Essentials Examination | Credited |
| Series 65 | Uniform Investment Adviser Law Examination | 1 December 1994 |
| Series 63 | Uniform Securities Agent State Law Examination | 19 September 1994 |
| Series 7 | General Securities Representative Examination | 25 June 1994 |
- Name
- Securities Industry Essentials Examination
- Name
- Uniform Investment Adviser Law Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- General Securities Representative Examination
- Full name
- Bert Thomas Bowler
- CRD
- 2485212
- Firm
- Round Rock Advisors · CRD 286007
- Role
- Member, Principal, and Private Wealth Advisor
- Office
- 187 DANBURY ROAD, SUITE 201, Wilton, CT 06897
- Registration
- Investment adviser registration
- In the industry since
- June 1994
- Disciplinary history
- Not yet shown here · SEC record
- Firm bio
- roundrockadvisors.com
Where does Bert Bowler work?
Bert Bowler has been Member, Principal, and Private Wealth Advisor of Round Rock Advisors LLC since April 2017, and is a control person of the firm.
Is Bert Bowler a financial advisor?
Yes. Bert Bowler has a current investment-adviser registration in Connecticut and Texas, through Round Rock Advisors since April 2017.
How many years of experience does Bert Bowler have?
Bert Bowler has 32 years in the financial industry, since June 1994, across 2 adviser firms.
What exams has Bert Bowler passed?
Bert Bowler has passed 3 licensing exams: the Series 7, Series 63 and Series 65. The earliest, the Series 7, was passed in June 1994. FINRA credited Bert Bowler with the SIE, which began in October 2018.
Where is Bert Bowler based?
Bert Bowler’s registered office is in Wilton, CT.
Is Bert Bowler registered with FINRA?
No. Bert Bowler has no current broker registration.
Is Bert Bowler a CFP?
Round Rock Advisors lists Bert Bowler with the CFP credential (“CERTIFIED FINANCIAL PLANNER™ (CFP®)”) on its website. CFP Board confirms certification status.
Source: Bert T. Bowler, CFP® biography, roundrockadvisors.com
How can I verify Bert Bowler’s record?
Search CRD 2485212 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Bert Bowler’s full registration record.
