Craig Jensen has been Member, CCO and Private Wealth Advisor of Round Rock Advisors since November 2023, is a control person of the firm and directly owns between 50% and 75% of it.
Round Rock Advisors LLC is a Wilton, CT firm with $907M under management, 647 clients and 12 advisers across 2 offices, as of its June 2026 filing.
Craig Jensen is Partner and Chief Compliance Officer of Round Rock Advisors, based in Wilton, CT. He joined as Partner in 2020 and continues to serve as the firm's Chief Compliance Officer. He has spent 25+ years managing investments and providing financial services for individuals and institutions, and works with the firm's private wealth clients on portfolio management, asset allocation and personalized planning.
Craig Jensen’s longest registration is the current one, 6 years at Round Rock Advisors since 2020. Before joining Round Rock Advisors in 2020, Craig Jensen was registered through Altium Wealth Management LLC and Armstrong Shaw Associates Inc.
- Round Rock Advisors LLCCurrent– present · 6 yearsWilton, CT · Adviser representative · Firm CRD 286007
- Altium Wealth Management LLC– · 3 yearsPurchase, NY · Adviser representative · Firm CRD 154719
- Armstrong Shaw Associates Inc.– · 1 yearNew Canaan, CT · Adviser representative · Firm CRD 107957
Investment adviser representative registrations
Craig Jensen is registered as an investment adviser representative in Connecticut, since January 2020.
- ConnecticutSince 24 January 2020
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 65 | Uniform Investment Adviser Law Examination | 24 June 2015 |
- Name
- Uniform Investment Adviser Law Examination
- Full name
- Craig Dan Jensen
- CRD
- 5766588
- Firm
- Round Rock Advisors · CRD 286007
- Role
- Member, CCO and Private Wealth Advisor
- Office
- 187 DANBURY ROAD, SUITE 201, Wilton, CT 06897
- Registration
- Investment adviser registration
- In the industry since
- August 2015
- Disciplinary history
- Not yet shown here · SEC record
- Firm bio
- roundrockadvisors.com
Where does Craig Jensen work?
Craig Jensen has been Member, CCO and Private Wealth Advisor of Round Rock Advisors LLC since November 2023, and is a control person of the firm.
Is Craig Jensen a financial advisor?
Yes. Craig Jensen has a current investment-adviser registration in Connecticut, through Round Rock Advisors since January 2020.
How many years of experience does Craig Jensen have?
Craig Jensen has 11 years in the financial industry, since August 2015, across 3 adviser firms.
What exams has Craig Jensen passed?
Craig Jensen passed the Series 65 in June 2015.
Where did Craig Jensen work before Round Rock Advisors?
Before Round Rock Advisors, Craig Jensen was registered through Armstrong Shaw Associates Inc., July 2015 to March 2017.
Where is Craig Jensen based?
Craig Jensen’s registered office is in Wilton, CT.
Is Craig Jensen registered with FINRA?
No. Craig Jensen has no current broker registration.
How can I verify Craig Jensen’s record?
Search CRD 5766588 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Craig Jensen’s full registration record.
