Robert Shay has been an investment adviser representative at TFB Advisors since August 2022, and is not listed among the firm’s executive officers or direct owners.
TFB Advisors, LLC is an Overland Park, KS firm with $840M under management, 1,355 clients and 19 advisers across 7 offices, as of its April 2026 filing.
Robert Shay’s longest registration is the current one, 4 years at TFB Advisors since 2022. Before joining TFB Advisors in 2022, Robert Shay was registered through Ameritas Advisory Services, LLC and Ameritas Advisory Services.
- TFB Advisors, LLCCurrent– present · 4 yearsOverland Park, KS · Adviser representative · Firm CRD 321870
- Ameritas Advisory Services, LLC– · 1 yearOverland Park, KS · Adviser representative · Firm CRD 317245
- Ameritas Advisory Services– · under a yearStillwater, OK · Adviser representative · Firm CRD 14869
Investment adviser representative registrations
Robert Shay is registered as an investment adviser representative in 2 states. The first approvals date from August 2022; the most recent is Oklahoma, in November 2025.
- KansasSince 2 August 2022
- OklahomaSince 3 November 2025
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 66 | Uniform Combined State Law Examination | 20 October 2021 |
| Series 7TO | General Securities Representative Examination | 1 September 2021 |
| SIE | Securities Industry Essentials Examination | 27 April 2021 |
- Name
- Uniform Combined State Law Examination
- Name
- General Securities Representative Examination
- Name
- Securities Industry Essentials Examination
- Full name
- Robert Alan Shay
- CRD
- 7420716
- Firm
- TFB Advisors · CRD 321870
- Office
- 4801 WEST 110TH STREET, SUITE 200, Overland Park, KS 66211
- Registration
- Investment adviser registration
- In the industry since
- August 2021
- Disciplinary history
- Not yet shown here · SEC record
Where does Robert Shay work?
Robert Shay is an investment adviser representative registered through TFB Advisors, LLC since August 2022, and is not listed among the firm’s executive officers or direct owners.
Is Robert Shay a financial advisor?
Yes. Robert Shay has a current investment-adviser registration in Kansas and Oklahoma, through TFB Advisors since August 2022.
How many years of experience does Robert Shay have?
Robert Shay has 5 years in the financial industry, since August 2021, across 3 adviser firms.
What exams has Robert Shay passed?
Robert Shay has passed 3 licensing exams: the SIE, Series 7TO and Series 66. The earliest, the SIE, was passed in April 2021.
Where did Robert Shay work before TFB Advisors?
Before TFB Advisors, Robert Shay was registered through Ameritas Advisory Services, October 2021 to November 2021.
Where is Robert Shay based?
Robert Shay’s registered office is in Overland Park, KS.
Is Robert Shay registered with FINRA?
No. Robert Shay has no current broker registration.
How can I verify Robert Shay’s record?
Search CRD 7420716 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Robert Shay’s full registration record.
Jeffrey PytlinskiPresident- Matthew SwendimanChief Compliance Officer
- David WentzManaging Member
- William StappMember