Role at Private Advisor Group
- Title on Schedule A
- Executive Chair
- Control
- Robert Moore is a control person of Private Advisor Group.
- Ownership
- An individual ownership band is not available in the source record.
- Tenure
- Robert Moore has held the filed role since December 2020.
The firm
Form ADV filed 30 September 2026
Career on record
- Mortgage Reit Investment Advisors, LLC– · 1 yearSan Diego, CA · Adviser representative · Firm CRD 304455
- Passed SIE · 2018
- Passed Series 24 · 2013
- Passed Series 27 · 2009
- Passed Series 65 · 1995
- Passed Series 6, Series 63 and Series 26 · 1994
Registrations and exams
No current adviser or broker registration. Robert Moore has passed 7 qualifying exams.
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 65 | Uniform Investment Adviser Law Examination | 24 April 1995 |
| Series 63 | Uniform Securities Agent State Law Examination | 7 February 1994 |
| Series 24 | General Securities Principal Examination | 27 November 2013 |
| Series 27 | Financial and Operations Principal Examination | 28 February 2009 |
| Series 26 | Investment Company Products/Variable Contracts Principal Examination | 26 February 1994 |
| SIE | Securities Industry Essentials Examination | 1 October 2018 |
| Series 6 | Investment Company Products/Variable Contracts Representative Examination | 25 January 1994 |
- Name
- Uniform Investment Adviser Law Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- General Securities Principal Examination
- Name
- Financial and Operations Principal Examination
- Name
- Investment Company Products/Variable Contracts Principal Examination
- Name
- Securities Industry Essentials Examination
- Name
- Investment Company Products/Variable Contracts Representative Examination
Individual record
- Full name
- Robert Joseph Moore
- CRD
- 2445455
- Registration status
- No current adviser or broker registration
This directory does not report disciplinary history, for any firm or individual, in either direction. The SEC publishes the complete record, including any disciplinary events, and it is the authoritative place to check one. Check this record on adviserinfo.sec.gov
Common questions
Where does Robert Moore work?
Robert Moore has been Executive Chair of Private Advisor Group, LLC since December 2020, and is a control person of the firm.
Does Robert Moore have a current investment-adviser registration?
Robert Moore has no current investment-adviser or broker registration, as of 17 October 2026.
What exams has Robert Moore passed?
Robert Moore has passed 7 licensing exams: the Series 6, Series 63, Series 26, Series 65, Series 27, Series 24 and SIE. The earliest, the Series 6, was passed in January 1994.
Where was Robert Moore previously registered as an investment adviser?
Robert Moore has past investment-adviser registrations through Private Advisor Group, LLC, December 2020 to December 2025; Mortgage Reit Investment Advisors, LLC, October 2019 to May 2020, across 2 firms.
Leadership at Private Advisor Group
- Franklin SmithChief Executive Officer
- Adam SchorrChief Financial Officer
- James PerhacsManaging Director, Chief Operating Officer
- James HooksChief Compliance Officer, Managing Director
- John HylandExecutive Chair
- Patrick SullivanExecutive Chair
- James SullivanManaging Director