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Robert Massaroni

Chief Financial Officer at Lazard Asset Management

Broker registration; no current adviser registrationSEC record checked 17 October 2026

0
Past adviser firms
3
Licensing exams

IAPD record retrieved 17 October 2026SEC record

Robert Massaroni is Chief Financial Officer of Lazard Asset Management LLC, a New York investment adviser managing $121B. Robert Massaroni has a current broker registration and no current investment-adviser registration and has passed the Series 27, SIE and Series 99TO.

Role at Lazard Asset Management

Title on Schedule A
Chief Financial Officer
Control
Robert Massaroni is a control person of Lazard Asset Management.
Ownership
An individual ownership band is not available in the source record.
Tenure
Robert Massaroni has held the filed role since January 2022.

The firm

Lazard Asset Management LLC
New York, NY

Form ADV filed 30 March 2026

$121B AUM5,110 clients240 advisers3 offices

Career on record

Firms and exams, newest first
  1. Passed SIE and Series 99TO · 2023
  2. Passed Series 27 · 2011

Registrations and exams

Broker registration; no current adviser registration. Robert Massaroni has passed 3 qualifying exams.

Examinations

Series 273 October 2011
Name
Financial and Operations Principal Examination
SIE2 January 2023
Name
Securities Industry Essentials Examination
Series 99TO2 January 2023
Name
Operations Professional Examination

Individual record

Full name
Robert Malcolm Massaroni
CRD
2366443
Firm
Lazard Asset Management LLC
Registration status
Broker registration; no current adviser registration
Firm bio
lazardassetmanagement.com

This directory does not report disciplinary history, for any firm or individual, in either direction. The SEC publishes the complete record, including any disciplinary events, and it is the authoritative place to check one. Check this record on adviserinfo.sec.gov

Background

Lazard Asset Management lists Robert Massaroni as chief financial officer. Official Lazard Asset Management people page

Common questions

Where does Robert Massaroni work?

Robert Massaroni has been Chief Financial Officer of Lazard Asset Management LLC since January 2022, and is a control person of the firm.

Source: Form ADV, Schedule A, filed 30 March 2026

Does Robert Massaroni have a current investment-adviser registration?

Robert Massaroni has a current broker registration and no current investment-adviser registration, as of 17 October 2026.

Source: IAPD individual record, checked 17 October 2026

What exams has Robert Massaroni passed?

Robert Massaroni has passed 3 licensing exams: the Series 27, SIE and Series 99TO. The earliest, the Series 27, was passed in October 2011.

Source: IAPD individual record, checked 17 October 2026

Leadership at Lazard Asset Management

Sources

  1. IAPD individual record, CRD 2366443. Registration status, employment history and examinations.
  2. Form ADV Part 1A, Schedules A and B of Lazard Asset Management LLC, filed 30 March 2026. Title, control and ownership bands.
  3. Lazard Asset Management team page. Biography, education, credentials, awards.

Retrieved 17 October 2026. The SEC record may have been amended since.

Report a correction

This profile is compiled from public regulatory records and the firm's own published materials, and is provided for informational purposes only. Niva Wealth is not affiliated with Robert Massaroni or Lazard Asset Management LLC and makes no representation about the quality of their services. This directory does not report disciplinary history, in either direction.