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Mark Anderson

General Counsel at Lazard Asset Management

Broker registration; no current adviser registrationSEC record checked 18 October 2026

0
Past adviser firms
4
Licensing exams

IAPD record retrieved 18 October 2026SEC record

Mark Anderson is General Counsel of Lazard Asset Management LLC, a New York investment adviser managing $121B. Mark Anderson has a current broker registration and no current investment-adviser registration and has passed the Series 7, Series 24, SIE and Series 14.

Role at Lazard Asset Management

Title on Schedule A
General Counsel
Control
Mark Anderson is a control person of Lazard Asset Management.
Ownership
An individual ownership band is not available in the source record.
Tenure
Mark Anderson has held the filed role since April 2017.

The firm

Lazard Asset Management LLC
New York, NY

Form ADV filed 30 March 2026

$121B AUM5,110 clients240 advisers3 offices

Career on record

Firms and exams, newest first
  1. Passed Series 14 · 2023
  2. Passed SIE · 2018
  3. Passed Series 24 · 2015
  4. Passed Series 7 · 2014

Registrations and exams

Broker registration; no current adviser registration. Mark Anderson has passed 4 qualifying exams.

Examinations

Series 142 January 2023
Name
Compliance Officer Examination
Series 2411 March 2015
Name
General Securities Principal Examination
SIE1 October 2018
Name
Securities Industry Essentials Examination
Series 711 September 2014
Name
General Securities Representative Examination

Individual record

Full name
Mark Richard Anderson
CRD
4769151
Firm
Lazard Asset Management LLC
Registration status
Broker registration; no current adviser registration
Firm bio
lazardassetmanagement.com

This directory does not report disciplinary history, for any firm or individual, in either direction. The SEC publishes the complete record, including any disciplinary events, and it is the authoritative place to check one. Check this record on adviserinfo.sec.gov

Background

Lazard Asset Management lists Mark R. Anderson as general counsel. Official Lazard Asset Management people page

Common questions

Where does Mark Anderson work?

Mark Anderson has been General Counsel of Lazard Asset Management LLC since April 2017, and is a control person of the firm.

Source: Form ADV, Schedule A, filed 30 March 2026

Does Mark Anderson have a current investment-adviser registration?

Mark Anderson has a current broker registration and no current investment-adviser registration, as of 18 October 2026.

Source: IAPD individual record, checked 18 October 2026

What exams has Mark Anderson passed?

Mark Anderson has passed 4 licensing exams: the Series 7, Series 24, SIE and Series 14. The earliest, the Series 7, was passed in September 2014.

Source: IAPD individual record, checked 18 October 2026

Leadership at Lazard Asset Management

Sources

  1. IAPD individual record, CRD 4769151. Registration status, employment history and examinations.
  2. Form ADV Part 1A, Schedules A and B of Lazard Asset Management LLC, filed 30 March 2026. Title, control and ownership bands.
  3. Lazard Asset Management team page. Biography, education, credentials, awards.

Retrieved 18 October 2026. The SEC record may have been amended since.

Report a correction

This profile is compiled from public regulatory records and the firm's own published materials, and is provided for informational purposes only. Niva Wealth is not affiliated with Mark Anderson or Lazard Asset Management LLC and makes no representation about the quality of their services. This directory does not report disciplinary history, in either direction.