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Robert Marcus

Director, Head of Capital Markets at Fifth Third Securities

Broker registration; no current adviser registrationSEC record checked 17 October 2026

0
Past adviser firms
9
Licensing exams

IAPD record retrieved 17 October 2026SEC record

Robert Marcus is Director, Head of Capital Markets of Fifth Third Securities, Inc., a Cincinnati investment adviser managing $10.9B. Robert Marcus has a current broker registration and no current investment-adviser registration and has passed 9 licensing exams.

Role at Fifth Third Securities

Title on Schedule A
Director, Head of Capital Markets
Control
Robert Marcus is a control person of Fifth Third Securities.
Ownership
An individual ownership band is not available in the source record.
Tenure
Robert Marcus has held the filed role since April 2012.

The firm

Fifth Third Securities, Inc.
Cincinnati, OH

Form ADV filed 14 July 2026

$10.9B AUM47,014 clients848 advisers25 offices

Career on record

Firms and exams, newest first
  1. Passed Series 10, Series 9 and Series 99TO · 2023
  2. Passed SIE · 2018
  3. Passed Series 24 · 2013
  4. Passed Series 79 · 2012
  5. Passed Series 8 · 1997
  6. Passed Series 7 and Series 63 · 1994

Registrations and exams

Broker registration; no current adviser registration. Robert Marcus has passed 9 qualifying exams.

Examinations

Series 638 August 1994
Name
Uniform Securities Agent State Law Examination
Series 102 January 2023
Name
General Securities Sales Supervisor - General Module Examination
Series 92 January 2023
Name
General Securities Sales Supervisor - Options Module Examination
Series 2419 September 2013
Name
General Securities Principal Examination
Series 822 December 1997
Name
General Securities Sales Supervisor Examination (Options Module & General Module)
Series 99TO2 January 2023
Name
Operations Professional Examination
SIE1 October 2018
Name
Securities Industry Essentials Examination
Series 7929 March 2012
Name
Investment Banking Registered Representative Examination
Series 721 July 1994
Name
General Securities Representative Examination

Individual record

Full name
Robert Franklin Marcus
CRD
2512810
Firm
Fifth Third Securities, Inc.
Registration status
Broker registration; no current adviser registration

This directory does not report disciplinary history, for any firm or individual, in either direction. The SEC publishes the complete record, including any disciplinary events, and it is the authoritative place to check one. Check this record on adviserinfo.sec.gov

Common questions

Where does Robert Marcus work?

Robert Marcus has been Director, Head of Capital Markets of Fifth Third Securities, Inc. since April 2012, and is a control person of the firm.

Source: Form ADV, Schedule A, filed 14 July 2026

Does Robert Marcus have a current investment-adviser registration?

Robert Marcus has a current broker registration and no current investment-adviser registration, as of 17 October 2026.

Source: IAPD individual record, checked 17 October 2026

What exams has Robert Marcus passed?

Robert Marcus has passed 9 licensing exams: the Series 7, Series 63, Series 8, Series 79, Series 24, SIE, Series 10, Series 9 and Series 99TO. The earliest, the Series 7, was passed in July 1994.

Source: IAPD individual record, checked 17 October 2026

Leadership at Fifth Third Securities

  • Jarrett Andrew Jacobs
    Director, BD Chief Compliance Officer/RIA Chief Compliance Officer
  • Robert Albert Corsarie
    Director, Head of Retail Brokerage
  • Shannon Johnson Mobley
    Director, Regional Investment Manager
  • Ginger Michelle Kelly
    Director, Chief Administrative Officer - Retail
  • James Paul Ludwick
    Director, Executive Director of Institutional Business
  • Timothy Lyons
    Director, Managing Director-Trading
  • Justin Michael Overmann
    Director, Principal Operations Officer
  • Christopher Scott Stratmoen
    Director, Principal Financial Officer

Sources

  1. IAPD individual record, CRD 2512810. Registration status, employment history and examinations.
  2. Form ADV Part 1A, Schedules A and B of Fifth Third Securities, Inc., filed 14 July 2026. Title, control and ownership bands.

Retrieved 17 October 2026. The SEC record may have been amended since.

Report a correction

This profile is compiled from public regulatory records and the firm's own published materials, and is provided for informational purposes only. Niva Wealth is not affiliated with Robert Marcus or Fifth Third Securities, Inc. and makes no representation about the quality of their services. This directory does not report disciplinary history, in either direction.