Robert Horning has been an investment adviser representative at McDermott Investment Advisors since September 2017, and is not listed among the firm’s executive officers or direct owners.
McDermott Investment Advisors, LLC is a Naples, FL firm with $203M under management, 618 clients and 10 advisers across 8 offices, as of its March 2026 filing.
Robert Horning’s longest registration is the current one, 9 years at McDermott Investment Advisors since 2017. Before joining McDermott Investment Advisors in 2017, Robert Horning was registered through Centaurus Financial, Inc.
- – present · 9 yearsLos Angeles, CA · Adviser representative · Firm CRD 132221
- Centaurus Financial, Inc.– · 6 yearsLos Angeles, CA · Adviser representative · Firm CRD 30833
Investment adviser representative registrations
Robert Horning is registered as an investment adviser representative in California, since September 2017.
- CaliforniaSince 20 September 2017
Examinations
| Exam | Name | Passed |
|---|---|---|
| SIE | Securities Industry Essentials Examination | Credited |
| Series 66 | Uniform Combined State Law Examination | 3 February 2011 |
| Series 7 | General Securities Representative Examination | 21 July 1998 |
| Series 6 | Investment Company Products/Variable Contracts Representative Examination | 5 May 1993 |
| Series 63 | Uniform Securities Agent State Law Examination | 9 February 1993 |
| Series 22 | Direct Participation Programs Representative Examination | 21 January 1993 |
- Name
- Securities Industry Essentials Examination
- Name
- Uniform Combined State Law Examination
- Name
- General Securities Representative Examination
- Name
- Investment Company Products/Variable Contracts Representative Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- Direct Participation Programs Representative Examination
- Full name
- Robert Alan Horning
- CRD
- 2311640
- Firm
- McDermott Investment Advisors · CRD 132221
- Office
- Los Angeles, CA
- Registration
- Investment adviser and broker registrations
- In the industry since
- February 1993
- Disciplinary history
- Not yet shown here · SEC record · BrokerCheck
Where does Robert Horning work?
Robert Horning is an investment adviser representative registered through McDermott Investment Advisors, LLC since September 2017, and is not listed among the firm’s executive officers or direct owners.
Is Robert Horning a financial advisor?
Yes. Robert Horning has a current investment-adviser registration in California, through McDermott Investment Advisors since September 2017.
How many years of experience does Robert Horning have?
Robert Horning has 33 years in the financial industry, since February 1993, across 2 adviser firms.
What exams has Robert Horning passed?
Robert Horning has passed 5 licensing exams: the Series 22, Series 63, Series 6, Series 7 and Series 66. The earliest, the Series 22, was passed in January 1993. FINRA credited Robert Horning with the SIE, which began in October 2018.
Where did Robert Horning work before McDermott Investment Advisors?
Before McDermott Investment Advisors, Robert Horning was registered through Centaurus Financial, Inc., February 2011 to September 2017.
Where is Robert Horning based?
Robert Horning’s registered office is in Los Angeles, CA.
Is Robert Horning registered with FINRA?
Yes. Robert Horning has a current broker registration, under CRD 2311640.
Source: FINRA BrokerCheck
How can I verify Robert Horning’s record?
Search CRD 2311640 on the SEC’s adviser search (adviserinfo.sec.gov) and FINRA’s broker search (brokercheck.finra.org), which publish Robert Horning’s full registration record.