Dean McDermott has been Managing Member/Chief Compliance Officer of McDermott Investment Advisors since May 2004, is a control person of the firm and directly owns 75% or more of it.
McDermott Investment Advisors, LLC is a Naples, FL firm with $203M under management, 618 clients and 10 advisers across 8 offices, as of its March 2026 filing.
- – present · 22 yearsAdviser representative · Firm CRD 132221
Investment adviser representative registrations
Dean McDermott is registered as an investment adviser representative in 3 states, as a resident of Texas. The first approvals date from September 2004; the most recent is Texas, in November 2022.
- FloridaSince 8 April 2005
- PennsylvaniaSince 24 September 2004
- TexasResidentSince 3 November 2022
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 52TO | Municipal Securities Representative Examination | 25 September 2025 |
| Series 14 | Compliance Officer Examination | 2 January 2023 |
| Series 99TO | Operations Professional Examination | 2 January 2023 |
| SIE | Securities Industry Essentials Examination | Credited |
| Series 66 | Uniform Combined State Law Examination | 24 June 2002 |
| Series 4 | Registered Options Principal Examination | 27 October 1994 |
| Series 53 | Municipal Securities Principal Examination | 22 June 1994 |
| Series 24 | General Securities Principal Examination | 10 April 1992 |
| Series 63 | Uniform Securities Agent State Law Examination | 30 September 1987 |
| Series 7 | General Securities Representative Examination | 19 September 1987 |
- Name
- Municipal Securities Representative Examination
- Name
- Compliance Officer Examination
- Name
- Operations Professional Examination
- Name
- Securities Industry Essentials Examination
- Name
- Uniform Combined State Law Examination
- Name
- Registered Options Principal Examination
- Name
- Municipal Securities Principal Examination
- Name
- General Securities Principal Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- General Securities Representative Examination
- Full name
- Dean Patrick McDermott
- CRD
- 1731834
- Firm
- McDermott Investment Advisors · CRD 132221
- Role
- Managing Member/Chief Compliance Officer
- Registration
- Investment adviser and broker registrations
- In the industry since
- December 1987
- Disciplinary history
- Not yet shown here · SEC record · BrokerCheck
Where does Dean McDermott work?
Dean McDermott has been Managing Member/Chief Compliance Officer of McDermott Investment Advisors, LLC since May 2004, and is a control person of the firm.
Is Dean McDermott a financial advisor?
Yes. Dean McDermott has a current investment-adviser registration in Florida, Pennsylvania and Texas, through McDermott Investment Advisors since September 2004.
How many years of experience does Dean McDermott have?
Dean McDermott has 38 years in the financial industry, since December 1987, across 1 adviser firm.
What exams has Dean McDermott passed?
Dean McDermott has passed 9 licensing exams: the Series 7, Series 63, Series 24, Series 53, Series 4, Series 66, Series 14, Series 99TO and Series 52TO. The earliest, the Series 7, was passed in September 1987. FINRA credited Dean McDermott with the SIE, which began in October 2018.
Is Dean McDermott registered with FINRA?
Yes. Dean McDermott has a current broker registration, under CRD 1731834.
Source: FINRA BrokerCheck
How can I verify Dean McDermott’s record?
Search CRD 1731834 on the SEC’s adviser search (adviserinfo.sec.gov) and FINRA’s broker search (brokercheck.finra.org), which publish Dean McDermott’s full registration record.