Career
Robert Glass has been Chief Financial Officer of Element Capital Management since April 2024. Robert Glass is a control person of the firm and directly owns under 5% of it.
Element Capital Management LLC is a New York, NY firm with $43.4B under management, 5 clients and 30 advisers in one office, as of its October 2026 filing.
No adviser firm registrations are on Robert Glass’s record.
Credentials and registrations
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 99TO | Operations Professional Examination | 2 January 2023 |
| SIE | Securities Industry Essentials Examination | Credited |
| Series 27 | Financial and Operations Principal Examination | 12 July 2016 |
| Series 7 | General Securities Representative Examination | 12 April 2005 |
- Name
- Operations Professional Examination
- Name
- Securities Industry Essentials Examination
- Name
- Financial and Operations Principal Examination
- Name
- General Securities Representative Examination
Individual record
- Full name
- Robert A Glass
- CRD
- 4644337
Disciplinary history is not reported here, in either direction. Check the SEC record.
Common questions
Where does Robert Glass work?
Robert Glass has been Chief Financial Officer of Element Capital Management LLC since April 2024, and is a control person of the firm.
Does Robert Glass have a current investment-adviser registration?
Robert Glass has no current investment-adviser or broker registration.
What exams has Robert Glass passed?
Robert Glass has passed 3 licensing exams: the Series 7, Series 27 and Series 99TO. The earliest, the Series 7, was passed in April 2005. FINRA credited Robert Glass with the SIE, which began in October 2018.