Career
Barak Klarfeld has been Markets Chief Operating Officer of Element Capital Management since July 2023. Barak Klarfeld is a control person of the firm and directly owns under 5% of it.
Element Capital Management LLC is a New York, NY firm with $43.4B under management, 5 clients and 30 advisers in one office, as of its October 2026 filing.
No adviser firm registrations are on Barak Klarfeld’s record.
Credentials and registrations
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 79TO | Investment Banking Registered Representative Examination | 2 January 2023 |
| SIE | Securities Industry Essentials Examination | Credited |
| Series 63 | Uniform Securities Agent State Law Examination | 26 August 2006 |
| Series 7 | General Securities Representative Examination | 17 July 2006 |
- Name
- Investment Banking Registered Representative Examination
- Name
- Securities Industry Essentials Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- General Securities Representative Examination
Individual record
- Full name
- Barak M Klarfeld
- CRD
- 5142043
Disciplinary history is not reported here, in either direction. Check the SEC record.
Common questions
Where does Barak Klarfeld work?
Barak Klarfeld has been Markets Chief Operating Officer of Element Capital Management LLC since July 2023, and is a control person of the firm.
Does Barak Klarfeld have a current investment-adviser registration?
Barak Klarfeld has no current investment-adviser or broker registration.
What exams has Barak Klarfeld passed?
Barak Klarfeld has passed 3 licensing exams: the Series 7, Series 63 and Series 79TO. The earliest, the Series 7, was passed in July 2006. FINRA credited Barak Klarfeld with the SIE, which began in October 2018.