Career
Richard Walz is General Counsel and Chief Compliance Officer of Element Capital Management. Richard Walz is a control person of the firm and directly owns under 5% of it.
Element Capital Management LLC is a New York, NY firm with $43.4B under management, 5 clients and 30 advisers in one office, as of its October 2026 filing.
The IAPD individual lookup on 18 October 2026 returned no individual record. This profile uses the firm’s Form ADV officer listing.
Credentials and registrations
Individual registration and examination information for Richard Walz is unavailable. An officer title or CRD number does not by itself establish current investment adviser representative registration, and no registration or examination counts are inferred.
Officer record
- Full name
- Richard Walz
- CRD
- 5909985
- Record basis
- Form ADV officer listing
Disciplinary history is not reported here, in either direction. Check the SEC record.
Common questions
Where does Richard Walz work?
Richard Walz is General Counsel; Chief Compliance Officer of Element Capital Management LLC, and is a control person of the firm.