Robert Cusack has been an investment adviser representative at Canton Hathaway since January 2019, and is not listed among the firm’s executive officers or direct owners.
Canton Hathaway LLC is a Providence, RI firm with $866M under management, 96 clients and 5 advisers across 2 offices, as of its March 2026 filing.
Robert Cusack’s longest registration is the current one, 7 years at Canton Hathaway since 2019. Before joining Canton Hathaway in 2019, Robert Cusack was registered through Whalerock Point Partners, LLC and Newport Investment Management LLC.
- Canton Hathaway LLCCurrent– present · 7 yearsProvidence, RI · Adviser representative · Firm CRD 297527
- Whalerock Point Partners, LLC– · 5 yearsProvidence, RI · Adviser representative · Firm CRD 140781
- Newport Investment Management LLC– · 2 yearsProvidence, RI · Adviser representative · Firm CRD 149405
- Preferred Asset Management, LLC– · 4 yearsProvidence, RI · Adviser representative · Firm CRD 129039
- Vantage Advisors, LLC– · under a yearBoston, MA · Adviser representative · Firm CRD 126844
Investment adviser representative registrations
Robert Cusack is registered as an investment adviser representative in 2 states. The first approvals date from January 2019; the most recent is Florida, in March 2023.
- FloridaSince 13 March 2023
- Rhode IslandSince 17 January 2019
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 65 | Uniform Investment Adviser Law Examination | 20 March 1995 |
| Series 24 | General Securities Principal Examination | 27 September 1990 |
| Series 3 | National Commodity Futures Examination | 7 March 1983 |
| Series 5 | Interest Rate Options Examination | 12 December 1981 |
| Series 63 | Uniform Securities Agent State Law Examination | 2 October 1980 |
| Series 7 | General Securities Representative Examination | 20 September 1980 |
- Name
- Uniform Investment Adviser Law Examination
- Name
- General Securities Principal Examination
- Name
- National Commodity Futures Examination
- Name
- Interest Rate Options Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- General Securities Representative Examination
- Full name
- Robert Emmet Cusack
- CRD
- 716107
- Firm
- Canton Hathaway · CRD 297527
- Office
- ONE WEST EXCHANGE STREET, SUITE 3202, Providence, RI 02903
- Registration
- Investment adviser registration
- In the industry since
- August 2006
- Disciplinary history
- Not yet shown here · SEC record
Where does Robert Cusack work?
Robert Cusack is an investment adviser representative registered through Canton Hathaway LLC since January 2019, and is not listed among the firm’s executive officers or direct owners.
Is Robert Cusack a financial advisor?
Yes. Robert Cusack has a current investment-adviser registration in Florida and Rhode Island, through Canton Hathaway since January 2019.
How many years of experience does Robert Cusack have?
Robert Cusack has 20 years in the financial industry, since August 2006, across 5 adviser firms.
What exams has Robert Cusack passed?
Robert Cusack has passed 6 licensing exams: the Series 7, Series 63, Series 5, Series 3, Series 24 and Series 65. The earliest, the Series 7, was passed in September 1980.
Where did Robert Cusack work before Canton Hathaway?
Before Canton Hathaway, Robert Cusack was registered through Whalerock Point Partners, LLC, December 2012 to March 2018; Newport Investment Management LLC, May 2009 to March 2012; Preferred Asset Management, LLC, March 2005 to December 2009; Vantage Advisors, LLC, May 2003 to August 2003.
Where is Robert Cusack based?
Robert Cusack’s registered office is in Providence, RI.
Is Robert Cusack registered with FINRA?
No. Robert Cusack has no current broker registration.
How can I verify Robert Cusack’s record?
Search CRD 716107 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Robert Cusack’s full registration record.