Kenneth Goodreau has been Managing Director of Canton Hathaway since June 2018, is a control person of the firm and directly owns between 10% and 25% of it.
Canton Hathaway LLC is a Providence, RI firm with $866M under management, 96 clients and 5 advisers across 2 offices, as of its March 2026 filing.
Kenneth Goodreau’s longest registration is the current one, 8 years at Canton Hathaway since 2018. Before joining Canton Hathaway in 2018, Kenneth Goodreau was registered through Whalerock Point Partners, LLC and Gunnallen Financial, Inc.
- Canton Hathaway LLCCurrent– present · 8 yearsProvidence, RI · Adviser representative · Firm CRD 297527
- Whalerock Point Partners, LLC– · 1 yearProvidence, RI · Adviser representative · Firm CRD 140781
- Gunnallen Financial, Inc– · under a yearBoston, MA · Adviser representative · Firm CRD 17609
- UBS Painewebber Inc.– · 3 yearsProvidence, RI · Adviser representative · Firm CRD 8174
Investment adviser representative registrations
Kenneth Goodreau is registered as an investment adviser representative in 2 states. The first approvals date from July 2018; the most recent is Florida, in April 2024.
- FloridaSince 23 April 2024
- Rhode IslandSince 18 July 2018
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 65 | Uniform Investment Adviser Law Examination | 24 January 2024 |
| Series 87 | Research Analyst Exam - Part II Regulations Module | 2 November 2004 |
| Series 63 | Uniform Securities Agent State Law Examination | 24 April 1995 |
| Series 7 | General Securities Representative Examination | 17 April 1995 |
- Name
- Uniform Investment Adviser Law Examination
- Name
- Research Analyst Exam - Part II Regulations Module
- Name
- Uniform Securities Agent State Law Examination
- Name
- General Securities Representative Examination
- Full name
- Kenneth Edward Goodreau
- CRD
- 2598273
- Firm
- Canton Hathaway · CRD 297527
- Role
- Managing Director
- Office
- ONE WEST EXCHANGE STREET, SUITE 3202, Providence, RI 02903
- Registration
- Investment adviser registration
- In the industry since
- June 2012
- Disciplinary history
- Not yet shown here · SEC record
Where does Kenneth Goodreau work?
Kenneth Goodreau has been Managing Director of Canton Hathaway LLC since June 2018, and is a control person of the firm.
Is Kenneth Goodreau a financial advisor?
Yes. Kenneth Goodreau has a current investment-adviser registration in Florida and Rhode Island, through Canton Hathaway since July 2018.
How many years of experience does Kenneth Goodreau have?
Kenneth Goodreau has 14 years in the financial industry, since June 2012, across 4 adviser firms.
What exams has Kenneth Goodreau passed?
Kenneth Goodreau has passed 4 licensing exams: the Series 7, Series 63, Series 87 and Series 65. The earliest, the Series 7, was passed in April 1995.
Where did Kenneth Goodreau work before Canton Hathaway?
Before Canton Hathaway, Kenneth Goodreau was registered through Gunnallen Financial, Inc, June 2005 to December 2005; UBS Painewebber Inc., December 1998 to September 2002.
Where is Kenneth Goodreau based?
Kenneth Goodreau’s registered office is in Providence, RI.
Is Kenneth Goodreau registered with FINRA?
No. Kenneth Goodreau has no current broker registration.
How can I verify Kenneth Goodreau’s record?
Search CRD 2598273 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Kenneth Goodreau’s full registration record.