Robert Brown has been an investment adviser representative at Core Alpha since August 2021, and is not listed among the firm’s executive officers or direct owners.
Core Alpha, Inc. is a Rochester, NY firm with $146M under management, 321 clients and 3 advisers in one office, as of its March 2026 filing.
Robert Brown Jr. is Senior Associate of Core Alpha, Inc. He has worked in the securities industry since 1998, with Nationwide Securities and Mutual Funds Associates, and has worked with clients on solutions designed to meet their financial goals.
Investment adviser representative registrations
Robert Brown is registered as an investment adviser representative in New York, since August 2021.
- New YorkSince 5 August 2021
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 65 | Uniform Investment Adviser Law Examination | 12 November 2019 |
| SIE | Securities Industry Essentials Examination | Credited |
| Series 63 | Uniform Securities Agent State Law Examination | 19 July 1995 |
| Series 6 | Investment Company Products/Variable Contracts Representative Examination | 11 July 1995 |
- Name
- Uniform Investment Adviser Law Examination
- Name
- Securities Industry Essentials Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- Investment Company Products/Variable Contracts Representative Examination
- Full name
- Robert David Brown
- CRD
- 2623462
- Firm
- Core Alpha · CRD 119635
- Office
- 1701 CHILI AVENUE, Rochester, NY 14624
- Registration
- Investment adviser and broker registrations
- In the industry since
- August 1995
- Disciplinary history
- Not yet shown here · SEC record · BrokerCheck
- Firm bio
- corealpha.com
Where does Robert Brown work?
Robert Brown is an investment adviser representative registered through Core Alpha, Inc. since August 2021, and is not listed among the firm’s executive officers or direct owners.
Is Robert Brown a financial advisor?
Yes. Robert Brown has a current investment-adviser registration in New York, through Core Alpha since August 2021.
How many years of experience does Robert Brown have?
Robert Brown has 31 years in the financial industry, since August 1995, across 1 adviser firm.
What exams has Robert Brown passed?
Robert Brown has passed 3 licensing exams: the Series 6, Series 63 and Series 65. The earliest, the Series 6, was passed in July 1995. FINRA credited Robert Brown with the SIE, which began in October 2018.
Where is Robert Brown based?
Robert Brown’s registered office is in Rochester, NY.
Is Robert Brown registered with FINRA?
Yes. Robert Brown has a current broker registration, under CRD 2623462.
Source: FINRA BrokerCheck
How can I verify Robert Brown’s record?
Search CRD 2623462 on the SEC’s adviser search (adviserinfo.sec.gov) and FINRA’s broker search (brokercheck.finra.org), which publish Robert Brown’s full registration record.