Robert Adler has been an investment adviser representative at Imperity Wealth Alliance since March 2026, and is not listed among the firm’s executive officers or direct owners. Robert Adler holds a Bachelor of Arts in Sociology from Queens College.
Imperity Wealth Alliance LLC is a Melville, NY firm with $140M under management, 363 clients and 10 advisers across 2 offices, as of its July 2026 filing.
Robert J. Adler is Senior Partner of Imperity. Adler has more than 40 years of experience in the financial services industry. He is a Chartered Life Underwriter and a member of the National Association of Insurance & Financial Advisors and the Society of Financial Services Professionals.
Robert Adler’s longest registration is the current one, 3 years at Commonwealth Financial Network since 2023. Before joining Imperity Wealth Alliance in 2026, Robert Adler was registered through Principal Securities, Inc.
- Imperity Wealth Alliance LLCCurrent– present · under a yearMelville, NY · Adviser representative · Firm CRD 339113
- Commonwealth Financial NetworkAlso current– present · 3 yearsMelville, NY · Adviser representative · Firm CRD 8032
- Principal Securities, Inc.– · 1 yearMelville, NY · Adviser representative · Firm CRD 1137
Professional designations
Listed by Imperity Wealth Alliance
- Chartered Life Underwriter (CLU®)
Investment adviser representative registrations
Robert Adler is registered as an investment adviser representative in New York, since May 2023.
- New YorkSince 1 May 2023
Examinations
| Exam | Name | Passed |
|---|---|---|
| SIE | Securities Industry Essentials Examination | Credited |
| Series 7 | General Securities Representative Examination | 19 January 1985 |
| Series 63 | Uniform Securities Agent State Law Examination | 19 December 1983 |
| Series 6 | Investment Company Products/Variable Contracts Representative Examination | 16 December 1983 |
- Name
- Securities Industry Essentials Examination
- Name
- General Securities Representative Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- Investment Company Products/Variable Contracts Representative Examination
- Full name
- Robert J Adler
- CRD
- 1052077
- Firm
- Imperity Wealth Alliance · CRD 339113
- Office
- 445 BROADHOLLOW ROAD, SUITE 400, Melville, NY 11747
- Registration
- Investment adviser and broker registrations
- In the industry since
- January 1984
- Disciplinary history
- Not yet shown here · SEC record · BrokerCheck
- Firm bio
- imperityadvisors.com
Where does Robert Adler work?
Robert Adler is an investment adviser representative registered through Imperity Wealth Alliance LLC since March 2026, and is not listed among the firm’s executive officers or direct owners.
Is Robert Adler a financial advisor?
Yes. Robert Adler has a current investment-adviser registration in New York, through Imperity Wealth Alliance since March 2026.
How many years of experience does Robert Adler have?
Robert Adler has 42 years in the financial industry, since January 1984, across 3 adviser firms.
What exams has Robert Adler passed?
Robert Adler has passed 3 licensing exams: the Series 6, Series 63 and Series 7. The earliest, the Series 6, was passed in December 1983. FINRA credited Robert Adler with the SIE, which began in October 2018.
Where did Robert Adler work before Imperity Wealth Alliance?
Before Imperity Wealth Alliance, Robert Adler was registered through Principal Securities, Inc., June 2021 to May 2023.
Where is Robert Adler based?
Robert Adler’s registered office is in Melville, NY.
Is Robert Adler registered with FINRA?
Yes. Robert Adler has a current broker registration, under CRD 1052077.
Source: FINRA BrokerCheck
How can I verify Robert Adler’s record?
Search CRD 1052077 on the SEC’s adviser search (adviserinfo.sec.gov) and FINRA’s broker search (brokercheck.finra.org), which publish Robert Adler’s full registration record.
