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Douglas Didominica, portrait

Douglas Didominica

CCO, CEO, Founding Partner at Imperity Wealth Alliance in Melville, NY

Investment adviser and broker registrationsUpdated

Douglas Didominica is CCO, CEO, Founding Partner of Imperity Wealth Alliance LLC, an investment adviser managing $140M, and works from its Melville, NY office. Douglas Didominica has been registered as an investment adviser representative through Imperity Wealth Alliance since 25 March 2026, has 30 years in the industry across 3 firms and has passed 6 licensing exams.

30
Years in industry
0
Years at firm
3
Adviser firms
1
States registered

From the IAPD record, checked 22 October 2026SEC record

Career

Douglas Didominica has been CCO, CEO, Founding Partner of Imperity Wealth Alliance since October 2025, is a control person of the firm and directly owns between 50% and 75% of it.

Imperity Wealth Alliance LLC is a Melville, NY firm with $140M under management, 363 clients and 10 advisers across 2 offices, as of its July 2026 filing.

Douglas A. DiDominica is CEO & Founding Partner of Imperity. He began his career in financial services in 1996, later launching and growing a financial services company and broker-dealer that was sold in 2007. He then spent 16 years at a Fortune 500 firm, coaching and leading advisors, and in 2023 he founded Imperity.

Douglas Didominica’s longest registration is the current one, 3 years at Commonwealth Financial Network since 2023. Before joining Imperity Wealth Alliance in 2026, Douglas Didominica was registered through Principal Securities, Inc.

  1. – present · under a year
    Melville, NY · Adviser representative · Firm CRD 339113
  2. Commonwealth Financial NetworkAlso current
    – present · 3 years
    Adviser representative · Firm CRD 8032
  3. Principal Securities, Inc.
    – · 1 year
    Melville, NY · Adviser representative · Firm CRD 1137

Credentials and registrations

Investment adviser representative registrations

Douglas Didominica is registered as an investment adviser representative in New York, since May 2023.

  • New YorkSince 1 May 2023

Examinations

Series 99TO2 January 2023
Name
Operations Professional Examination
SIECredited
Name
Securities Industry Essentials Examination
Series 431 July 2000
Name
Registered Options Principal Examination
Series 287 October 1999
Name
Introducing Broker/Dealer Financial Operations Principal Examination
Series 2423 June 1998
Name
General Securities Principal Examination
Series 6323 October 1996
Name
Uniform Securities Agent State Law Examination
Series 79 October 1996
Name
General Securities Representative Examination

Key facts

Full name
Douglas Anthony Didominica
CRD
2801817
Firm
Imperity Wealth Alliance · CRD 339113
Role
CCO, CEO, Founding Partner
Office
445 BROADHOLLOW ROAD, SUITE 400, Melville, NY 11747
Registration
Investment adviser and broker registrations
In the industry since
October 1996
Disciplinary history
Not yet shown here · SEC record · BrokerCheck

Common questions

Where does Douglas Didominica work?

Douglas Didominica has been CCO, CEO, Founding Partner of Imperity Wealth Alliance LLC since October 2025, and is a control person of the firm.

Source: Form ADV, Schedule A, filed 30 July 2026

Is Douglas Didominica a financial advisor?

Yes. Douglas Didominica has a current investment-adviser registration in New York, through Imperity Wealth Alliance since March 2026.

Source: IAPD individual record, checked 22 October 2026

How many years of experience does Douglas Didominica have?

Douglas Didominica has 30 years in the financial industry, since October 1996, across 3 adviser firms.

Source: IAPD individual record, checked 22 October 2026

What exams has Douglas Didominica passed?

Douglas Didominica has passed 6 licensing exams: the Series 7, Series 63, Series 24, Series 28, Series 4 and Series 99TO. The earliest, the Series 7, was passed in October 1996. FINRA credited Douglas Didominica with the SIE, which began in October 2018.

Source: IAPD individual record, checked 22 October 2026

Where did Douglas Didominica work before Imperity Wealth Alliance?

Before Imperity Wealth Alliance, Douglas Didominica was registered through Principal Securities, Inc., June 2021 to May 2023.

Source: IAPD individual record, checked 22 October 2026

Where is Douglas Didominica based?

Douglas Didominica’s registered office is in Melville, NY.

Source: IAPD individual record, checked 22 October 2026

Is Douglas Didominica registered with FINRA?

Yes. Douglas Didominica has a current broker registration, under CRD 2801817.

Source: FINRA BrokerCheck

How can I verify Douglas Didominica’s record?

Search CRD 2801817 on the SEC’s adviser search (adviserinfo.sec.gov) and FINRA’s broker search (brokercheck.finra.org), which publish Douglas Didominica’s full registration record.

Source: IAPD individual record, checked 22 October 2026

Leadership at Imperity Wealth Alliance

Sources

  1. IAPD individual record, CRD 2801817, checked 22 October 2026. Registration status, employment history and examinations.
  2. Form ADV Part 1A, Schedules A and B of Imperity Wealth Alliance LLC, filed 30 July 2026. Title, control and ownership bands.
  3. Imperity Wealth Alliance team page. Biography, education, credentials, awards and the portrait, reproduced for identification.