Ricky Dunham has held the title Member at DWR Wealth Management since January 2005, is a control person of the firm and directly owns 75% or more of it. Ricky Dunham holds a BS in Business Administration from California State University.
DWR Wealth Management, LLC is a San Jose, CA firm with $221M under management, 189 clients and 3 advisers in one office, as of its July 2026 filing.
Rick D. Dunham is Wealth Advisor, Managing Partner and Principal of DWR Wealth Management, based in San Jose. He is a founding partner. His specialty is working with high net worth individuals and businesses in Silicon Valley, including financial planning and business consulting.
- DWR Wealth Management, LLCCurrent– present · 21 yearsSan Jose, CA · Adviser representative · Firm CRD 133743
Professional designations
Listed by DWR Wealth Management
- CPA
- EA
- PFS
Investment adviser representative registrations
Ricky Dunham is registered as an investment adviser representative in California, since March 2005.
- CaliforniaSince 17 March 2005
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 65 | Uniform Investment Adviser Law Examination | 12 January 2005 |
- Name
- Uniform Investment Adviser Law Examination
- Full name
- Ricky Dale Dunham
- CRD
- 4907746
- Firm
- DWR Wealth Management · CRD 133743
- Role
- Member
- Office
- 1884 THE ALAMEDA, San Jose, CA 95126
- Registration
- Investment adviser registration
- In the industry since
- March 2005
- Disciplinary history
- Not yet shown here · SEC record
- Firm bio
- dwrwealth.com
Where does Ricky Dunham work?
Ricky Dunham has held the title Member at DWR Wealth Management, LLC since January 2005, and is a control person of the firm.
Is Ricky Dunham a financial advisor?
Yes. Ricky Dunham has a current investment-adviser registration in California, through DWR Wealth Management since March 2005.
How many years of experience does Ricky Dunham have?
Ricky Dunham has 21 years in the financial industry, since March 2005, across 1 adviser firm.
What exams has Ricky Dunham passed?
Ricky Dunham passed the Series 65 in January 2005.
Where is Ricky Dunham based?
Ricky Dunham’s registered office is in San Jose, CA.
Is Ricky Dunham registered with FINRA?
No. Ricky Dunham has no current broker registration.
How can I verify Ricky Dunham’s record?
Search CRD 4907746 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Ricky Dunham’s full registration record.
