David Rousselot has held the title Member at DWR Wealth Management since January 2005, is a control person of the firm and directly owns between 10% and 25% of it. David Rousselot studied BSBA in Finance at the University of Denver.
DWR Wealth Management, LLC is a San Jose, CA firm with $221M under management, 189 clients and 3 advisers in one office, as of its July 2026 filing.
D. Rex Rousselot is Wealth Advisor, Managing Partner and Principal of DWR Wealth Management, based in San Jose. He is a founding partner and an Investment Advisor Representative, primarily focusing on the needs of high net worth clients. He has a background with several Fortune 500 financial services companies.
- DWR Wealth Management, LLCCurrent– present · 21 yearsSan Jose, CA · Adviser representative · Firm CRD 133743
Professional designations
Listed by DWR Wealth Management
- ChFC
- CASL
- CFP®
Investment adviser representative registrations
David Rousselot is registered as an investment adviser representative in 2 states, as a resident of Texas. The first approvals date from March 2005; the most recent is Texas, in May 2012.
- CaliforniaSince 17 March 2005
- TexasResidentSince 8 May 2012
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 65 | Uniform Investment Adviser Law Examination | 6 July 2000 |
| Series 63 | Uniform Securities Agent State Law Examination | 14 March 1995 |
| Series 6 | Investment Company Products/Variable Contracts Representative Examination | 14 March 1995 |
- Name
- Uniform Investment Adviser Law Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- Investment Company Products/Variable Contracts Representative Examination
- Full name
- David Rex Rousselot
- CRD
- 2594478
- Firm
- DWR Wealth Management · CRD 133743
- Role
- Member
- Office
- 1884 THE ALAMEDA, San Jose, CA 95128
- Registration
- Investment adviser registration
- In the industry since
- March 2005
- Disciplinary history
- Not yet shown here · SEC record
- Firm bio
- dwrwealth.com
Where does David Rousselot work?
David Rousselot has held the title Member at DWR Wealth Management, LLC since January 2005, and is a control person of the firm.
Is David Rousselot a financial advisor?
Yes. David Rousselot has a current investment-adviser registration in California and Texas, through DWR Wealth Management since March 2005.
How many years of experience does David Rousselot have?
David Rousselot has 21 years in the financial industry, since March 2005, across 1 adviser firm.
What exams has David Rousselot passed?
David Rousselot has passed 3 licensing exams: the Series 63, Series 6 and Series 65. The earliest, the Series 63, was passed in March 1995.
Where is David Rousselot based?
David Rousselot’s registered office is in San Jose, CA.
Is David Rousselot registered with FINRA?
No. David Rousselot has no current broker registration.
Is David Rousselot a CFP?
DWR Wealth Management lists David Rousselot with the CFP credential (“CFP®”) on its website. CFP Board confirms certification status.
How can I verify David Rousselot’s record?
Search CRD 2594478 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes David Rousselot’s full registration record.
