Ricki Hanna has been an investment adviser representative at Chicago Capital Management Advisors since November 2023, and is not listed among the firm’s executive officers or direct owners.
Chicago Capital Management Advisors, LLC is a Lisle, IL firm with $135M under management, 620 clients and 19 advisers across 4 offices, as of its March 2026 filing.
Ricki Hanna’s longest registration is the current one, 13 years at Asset Strategies, Inc since 2013. Before joining Chicago Capital Management Advisors in 2023, Ricki Hanna was registered through Edward Jones.
- – present · 2 yearsLisle, IL · Adviser representative · Firm CRD 123483
- Asset Strategies, IncAlso current– present · 13 yearsLisle, IL · Adviser representative · Firm CRD 104512
- Edward Jones– · under a yearSt. Louis, MO · Adviser representative · Firm CRD 250
Investment adviser representative registrations
Ricki Hanna is registered as an investment adviser representative in 6 states. The first approvals date from November 2023; the most recent is Georgia, in June 2025.
- CaliforniaSince 22 November 2023
- FloridaSince 26 December 2023
- GeorgiaSince 10 June 2025
- IllinoisSince 16 November 2023
- IndianaSince 7 February 2025
- OhioSince 30 January 2025
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 66 | Uniform Combined State Law Examination | 31 December 2009 |
| Series 7 | General Securities Representative Examination | 18 December 2009 |
- Name
- Uniform Combined State Law Examination
- Name
- General Securities Representative Examination
- Full name
- Ricki Eugene Hanna
- CRD
- 5732785
- Firm
- Chicago Capital Management Advisors · CRD 123483
- Office
- 4722 MAIN STREET, Lisle, IL 60532
- Registration
- Investment adviser registration
- In the industry since
- November 2012
- Disciplinary history
- Not yet shown here · SEC record
Where does Ricki Hanna work?
Ricki Hanna is an investment adviser representative registered through Chicago Capital Management Advisors, LLC since November 2023, and is not listed among the firm’s executive officers or direct owners.
Is Ricki Hanna a financial advisor?
Yes. Ricki Hanna has a current investment-adviser registration in California, Florida, Georgia, Illinois, Indiana and Ohio, through Chicago Capital Management Advisors since November 2023.
How many years of experience does Ricki Hanna have?
Ricki Hanna has 13 years in the financial industry, since November 2012, across 3 adviser firms.
What exams has Ricki Hanna passed?
Ricki Hanna has passed 2 licensing exams: the Series 7 and Series 66. The earliest, the Series 7, was passed in December 2009.
Where did Ricki Hanna work before Chicago Capital Management Advisors?
Before Chicago Capital Management Advisors, Ricki Hanna was registered through Edward Jones, January 2010 to March 2010.
Where is Ricki Hanna based?
Ricki Hanna’s registered office is in Lisle, IL.
Is Ricki Hanna registered with FINRA?
No. Ricki Hanna has no current broker registration.
How can I verify Ricki Hanna’s record?
Search CRD 5732785 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Ricki Hanna’s full registration record.