Rick Weber has been an investment adviser representative at Avalan since May 2023, and is not listed among the firm’s executive officers or direct owners.
Avalan, LLC is a Santa Barbara, CA firm with $622M under management, 319 clients and 11 advisers across 3 offices, as of its March 2026 filing.
Investment adviser representative registrations
Rick Weber is registered as an investment adviser representative in California, since May 2023.
- CaliforniaSince 15 May 2023
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 65 | Uniform Investment Adviser Law Examination | 10 February 2023 |
| Series 63 | Uniform Securities Agent State Law Examination | 10 July 2006 |
| Series 7 | General Securities Representative Examination | 13 May 2006 |
| Series 55 | Limited Representative-Equity Trader Exam | 22 October 1998 |
- Name
- Uniform Investment Adviser Law Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- General Securities Representative Examination
- Name
- Limited Representative-Equity Trader Exam
- Full name
- Rick Jay Weber
- CRD
- 1425738
- Firm
- Avalan · CRD 156109
- Office
- 233 E CARILLO, SUITE B, Santa Barbara, CA 93101
- Registration
- Investment adviser registration
- In the industry since
- May 2023
- Disciplinary history
- Not yet shown here · SEC record
Where does Rick Weber work?
Rick Weber is an investment adviser representative registered through Avalan, LLC since May 2023, and is not listed among the firm’s executive officers or direct owners.
Is Rick Weber a financial advisor?
Yes. Rick Weber has a current investment-adviser registration in California, through Avalan since May 2023.
How many years of experience does Rick Weber have?
Rick Weber has 3 years in the financial industry, since May 2023, across 1 adviser firm.
What exams has Rick Weber passed?
Rick Weber has passed 4 licensing exams: the Series 55, Series 7, Series 63 and Series 65. The earliest, the Series 55, was passed in October 1998.
Where is Rick Weber based?
Rick Weber’s registered office is in Santa Barbara, CA.
Is Rick Weber registered with FINRA?
No. Rick Weber has no current broker registration.
How can I verify Rick Weber’s record?
Search CRD 1425738 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Rick Weber’s full registration record.