Peter Madlem has been Shareholder of Avalan since September 2022, is a control person of the firm and directly owns between 10% and 25% of it.
Avalan, LLC is a Santa Barbara, CA firm with $622M under management, 319 clients and 11 advisers across 3 offices, as of its March 2026 filing.
Investment adviser representative registrations
Peter Madlem is registered as an investment adviser representative in California, since January 2022.
- CaliforniaSince 14 January 2022
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 2 | Non-Member General Securities Examination | 30 April 1994 |
| Series 65 | Uniform Investment Adviser Law Examination | 5 October 1992 |
| Series 63 | Uniform Securities Agent State Law Examination | 16 April 1986 |
| Series 7 | General Securities Representative Examination | 20 July 1985 |
- Name
- Non-Member General Securities Examination
- Name
- Uniform Investment Adviser Law Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- General Securities Representative Examination
- Full name
- Peter White Madlem
- CRD
- 1363143
- Firm
- Avalan · CRD 156109
- Role
- Shareholder
- Office
- 233 E CARILLO, SUITE B, Santa Barbara, CA 93101
- Registration
- Investment adviser registration
- In the industry since
- January 2022
- Disciplinary history
- Not yet shown here · SEC record
Where does Peter Madlem work?
Peter Madlem has been Shareholder of Avalan, LLC since September 2022, and is a control person of the firm.
Is Peter Madlem a financial advisor?
Yes. Peter Madlem has a current investment-adviser registration in California, through Avalan since January 2022.
How many years of experience does Peter Madlem have?
Peter Madlem has 4 years in the financial industry, since January 2022, across 1 adviser firm.
What exams has Peter Madlem passed?
Peter Madlem has passed 4 licensing exams: the Series 7, Series 63, Series 65 and Series 2. The earliest, the Series 7, was passed in July 1985.
Where is Peter Madlem based?
Peter Madlem’s registered office is in Santa Barbara, CA.
Is Peter Madlem registered with FINRA?
No. Peter Madlem has no current broker registration.
How can I verify Peter Madlem’s record?
Search CRD 1363143 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Peter Madlem’s full registration record.