Rick Du Breuil has been Limited Partner of Ariadne Wealth Management since January 2024, is not listed as a control person, but directly owns between 10% and 25% of the firm.
Ariadne Wealth Management, LP is a Santa Barbara, CA firm with $627M under management, 53 clients and 6 advisers in one office, as of its March 2026 filing.
Rick Du Breuil’s longest registration is the current one, 11 years at Ariadne Wealth Management since 2014. Before joining Ariadne Wealth Management in 2014, Rick Du Breuil was registered through Mercer Global Advisors Inc. and Mercer Advisors.
- – present · 11 yearsSanta Barbara, CA · Adviser representative · Firm CRD 170999
- Mercer Global Advisors Inc.– · 3 yearsSanta Barbara, CA · Adviser representative · Firm CRD 147363
- Mercer Advisors– · 2 yearsScottsdale, AZ · Adviser representative · Firm CRD 104569
Investment adviser representative registrations
Rick Du Breuil is registered as an investment adviser representative in California, since December 2014.
- CaliforniaSince 1 December 2014
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 65 | Uniform Investment Adviser Law Examination | 28 December 2005 |
- Name
- Uniform Investment Adviser Law Examination
- Full name
- Rick Gabon Du Breuil
- CRD
- 5075913
- Firm
- Ariadne Wealth Management · CRD 170999
- Role
- Limited Partner
- Office
- 1255 COAST VILLAGE ROAD, SUITE 201A, Santa Barbara, CA 93108
- Registration
- Investment adviser registration
- In the industry since
- July 2008
- Disciplinary history
- Not yet shown here · SEC record
Where does Rick Du Breuil work?
Rick Du Breuil has been Limited Partner of Ariadne Wealth Management, LP since January 2024.
Is Rick Du Breuil a financial advisor?
Yes. Rick Du Breuil has a current investment-adviser registration in California, through Ariadne Wealth Management since December 2014.
How many years of experience does Rick Du Breuil have?
Rick Du Breuil has 18 years in the financial industry, since July 2008, across 3 adviser firms.
What exams has Rick Du Breuil passed?
Rick Du Breuil passed the Series 65 in December 2005.
Where did Rick Du Breuil work before Ariadne Wealth Management?
Before Ariadne Wealth Management, Rick Du Breuil was registered through Mercer Global Advisors Inc., July 2008 to May 2012; Mercer Advisors, January 2006 to June 2008.
Where is Rick Du Breuil based?
Rick Du Breuil’s registered office is in Santa Barbara, CA.
Is Rick Du Breuil registered with FINRA?
No. Rick Du Breuil has no current broker registration.
How can I verify Rick Du Breuil’s record?
Search CRD 5075913 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Rick Du Breuil’s full registration record.
