Adam Stempel has been Limited Partner of Ariadne Wealth Management since January 2024, is not listed as a control person, but directly owns between 10% and 25% of the firm.
Ariadne Wealth Management, LP is a Santa Barbara, CA firm with $627M under management, 53 clients and 6 advisers in one office, as of its March 2026 filing.
Adam Stempel’s longest registration is the current one, 11 years at Ariadne Wealth Management since 2014. Before joining Ariadne Wealth Management in 2014, Adam Stempel was registered through Mercer Global Advisors Inc. and Mercer Advisors.
- – present · 11 yearsSanta Barbara, CA · Adviser representative · Firm CRD 170999
- Mercer Global Advisors Inc.– · 6 yearsSanta Barbara, CA · Adviser representative · Firm CRD 147363
- Mercer Advisors– · 4 yearsSanta Barbara, CA · Adviser representative · Firm CRD 104569
Investment adviser representative registrations
Adam Stempel is registered as an investment adviser representative in California, since December 2014.
- CaliforniaSince 9 December 2014
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 65 | Uniform Investment Adviser Law Examination | 3 June 2004 |
- Name
- Uniform Investment Adviser Law Examination
- Full name
- Adam Daniel Stempel
- CRD
- 4787837
- Firm
- Ariadne Wealth Management · CRD 170999
- Role
- Limited Partner
- Office
- 1255 COAST VILLAGE ROAD, SUITE 201A, Santa Barbara, CA 93108
- Registration
- Investment adviser registration
- In the industry since
- June 2004
- Disciplinary history
- Not yet shown here · SEC record
Where does Adam Stempel work?
Adam Stempel has been Limited Partner of Ariadne Wealth Management, LP since January 2024.
Is Adam Stempel a financial advisor?
Yes. Adam Stempel has a current investment-adviser registration in California, through Ariadne Wealth Management since December 2014.
How many years of experience does Adam Stempel have?
Adam Stempel has 22 years in the financial industry, since June 2004, across 3 adviser firms.
What exams has Adam Stempel passed?
Adam Stempel passed the Series 65 in June 2004.
Where did Adam Stempel work before Ariadne Wealth Management?
Before Ariadne Wealth Management, Adam Stempel was registered through Mercer Advisors, June 2004 to June 2008.
Where is Adam Stempel based?
Adam Stempel’s registered office is in Santa Barbara, CA.
Is Adam Stempel registered with FINRA?
No. Adam Stempel has no current broker registration.
How can I verify Adam Stempel’s record?
Search CRD 4787837 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Adam Stempel’s full registration record.
