Richard Zerah has been an investment adviser representative at Imperity Wealth Alliance since March 2026, and is not listed among the firm’s executive officers or direct owners.
Imperity Wealth Alliance LLC is a Melville, NY firm with $140M under management, 363 clients and 10 advisers across 2 offices, as of its July 2026 filing.
Richard Zerah’s longest registration is the current one, 3 years at Commonwealth Financial Network since 2023. Before joining Imperity Wealth Alliance in 2026, Richard Zerah was registered through Principal Securities, Inc.
- Imperity Wealth Alliance LLCCurrent– present · under a yearMelville, NY · Adviser representative · Firm CRD 339113
- Commonwealth Financial NetworkAlso current– present · 3 yearsMonticello, NY · Adviser representative and broker · Firm CRD 8032
- Principal Securities, Inc.– · 2 yearsMelville, NY · Adviser representative · Firm CRD 1137
Investment adviser representative registrations
Richard Zerah is registered as an investment adviser representative in 2 states. The first approvals date from August 2023; the most recent is Florida, in October 2024.
- FloridaSince 10 October 2024
- New YorkSince 29 August 2023
Examinations
| Exam | Name | Passed |
|---|---|---|
| SIE | Securities Industry Essentials Examination | Credited |
| Series 7 | General Securities Representative Examination | 27 December 1993 |
| Series 63 | Uniform Securities Agent State Law Examination | 20 February 1992 |
| Series 6 | Investment Company Products/Variable Contracts Representative Examination | 20 February 1992 |
- Name
- Securities Industry Essentials Examination
- Name
- General Securities Representative Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- Investment Company Products/Variable Contracts Representative Examination
- Full name
- Richard Simon Zerah
- CRD
- 2208946
- Firm
- Imperity Wealth Alliance · CRD 339113
- Office
- 445 Broadhollow Rd, Suite 400, Melville, NY 11747
- Registration
- Investment adviser and broker registrations
- In the industry since
- April 1992
- Disciplinary history
- Not yet shown here · SEC record · BrokerCheck
Where does Richard Zerah work?
Richard Zerah is an investment adviser representative registered through Imperity Wealth Alliance LLC since March 2026, and is not listed among the firm’s executive officers or direct owners.
Is Richard Zerah a financial advisor?
Yes. Richard Zerah has a current investment-adviser registration in Florida and New York, through Imperity Wealth Alliance since March 2026.
How many years of experience does Richard Zerah have?
Richard Zerah has 34 years in the financial industry, since April 1992, across 3 adviser firms.
What exams has Richard Zerah passed?
Richard Zerah has passed 3 licensing exams: the Series 63, Series 6 and Series 7. The earliest, the Series 63, was passed in February 1992. FINRA credited Richard Zerah with the SIE, which began in October 2018.
Where did Richard Zerah work before Imperity Wealth Alliance?
Before Imperity Wealth Alliance, Richard Zerah was registered through Principal Securities, Inc., June 2021 to August 2023.
Where is Richard Zerah based?
Richard Zerah’s registered office is in Melville, NY.
Is Richard Zerah registered with FINRA?
Yes. Richard Zerah has a current broker registration, under CRD 2208946.
Source: FINRA BrokerCheck
How can I verify Richard Zerah’s record?
Search CRD 2208946 on the SEC’s adviser search (adviserinfo.sec.gov) and FINRA’s broker search (brokercheck.finra.org), which publish Richard Zerah’s full registration record.
