Richard Yemm has been an investment adviser representative at Secure Asset Management since September 2024, and is not listed among the firm’s executive officers or direct owners.
Secure Asset Management, L.L.C. is a Troy, MI firm with $871M under management, 2,877 clients and 54 advisers across 32 offices, as of its August 2026 filing.
Richard Yemm’s longest registration was 12 years at Cetera Advisors LLC (2001–2013). Before joining Secure Asset Management in 2024, Richard Yemm was registered through SCF Investment Advisors, Inc. and Securities America Advisors, Inc.
- – present · 2 yearsVero Beach, FL · Adviser representative · Firm CRD 144046
- SCF Investment Advisors, Inc.– · 3 yearsVero Beach, FL · Adviser representative · Firm CRD 123608
- Securities America Advisors, Inc.– · under a yearVero Beach, FL · Adviser representative · Firm CRD 110518
- KMS Financial Services, Inc– · 1 yearVero Beach, FL · Adviser representative · Firm CRD 3866
- Kovack Advisors, Inc.– · 5 yearsVero Beach, FL · Adviser representative · Firm CRD 140808
- Cetera Advisors LLC– · 12 yearsVero Beach, FL · Adviser representative · Firm CRD 10299
Investment adviser representative registrations
Richard Yemm is registered as an investment adviser representative in Florida, since September 2024.
- FloridaSince 24 September 2024
Examinations
| Exam | Name | Passed |
|---|---|---|
| SIE | Securities Industry Essentials Examination | Credited |
| Series 24 | General Securities Principal Examination | 20 October 1999 |
| Series 65 | Uniform Investment Adviser Law Examination | 24 October 1995 |
| Series 63 | Uniform Securities Agent State Law Examination | 14 April 1992 |
| Series 7 | General Securities Representative Examination | 24 March 1992 |
- Name
- Securities Industry Essentials Examination
- Name
- General Securities Principal Examination
- Name
- Uniform Investment Adviser Law Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- General Securities Representative Examination
- Full name
- Richard A Yemm
- CRD
- 2224927
- Firm
- Secure Asset Management · CRD 144046
- Office
- 800 20th Place, Ste 2, Vero Beach, FL 32960
- Registration
- Investment adviser registration
- In the industry since
- May 1992
- Disciplinary history
- Not yet shown here · SEC record
Where does Richard Yemm work?
Richard Yemm is an investment adviser representative registered through Secure Asset Management, L.L.C. since September 2024, and is not listed among the firm’s executive officers or direct owners.
Is Richard Yemm a financial advisor?
Yes. Richard Yemm has a current investment-adviser registration in Florida, through Secure Asset Management since September 2024.
How many years of experience does Richard Yemm have?
Richard Yemm has 34 years in the financial industry, since May 1992, across 6 adviser firms.
What exams has Richard Yemm passed?
Richard Yemm has passed 4 licensing exams: the Series 7, Series 63, Series 65 and Series 24. The earliest, the Series 7, was passed in March 1992. FINRA credited Richard Yemm with the SIE, which began in October 2018.
Where did Richard Yemm work before Secure Asset Management?
Before Secure Asset Management, Richard Yemm was registered through SCF Investment Advisors, Inc., August 2021 to September 2024; Securities America Advisors, Inc., November 2020 to August 2021; KMS Financial Services, Inc, July 2019 to November 2020; Kovack Advisors, Inc., January 2014 to July 2019; Cetera Advisors LLC, November 2001 to December 2013.
Where is Richard Yemm based?
Richard Yemm’s registered office is in Vero Beach, FL.
Is Richard Yemm registered with FINRA?
No. Richard Yemm has no current broker registration.
How can I verify Richard Yemm’s record?
Search CRD 2224927 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Richard Yemm’s full registration record.