Richard Taylor has been Managing Member & Chief Executive Officer of Plan First Wealth since April 2017, is a control person of the firm and directly owns 75% or more of it. Richard Taylor studied at Nottingham Trent University.
Plan First Wealth LLC is a firm with $140M under management, 96 clients and 3 advisers across 3 offices, as of its May 2026 filing.
Richard Taylor is Founder and Managing Partner of Plan First Wealth, based in Greenwich, CT. After studying Business and Financial Services at Nottingham Trent University, he worked for Scottish Widows and became a financial adviser in Knutsford, UK. He spent almost four years living and working in Dubai before moving to the USA in 2015, and established Plan First Wealth in 2018.
Richard Taylor’s longest registration is the current one, 8 years at Plan First Wealth since 2018. Before joining Plan First Wealth in 2018, Richard Taylor was registered through Devere USA Inc.
- Plan First Wealth LLCCurrent– present · 8 yearsGreenwich, CT · Adviser representative · Firm CRD 289185
- Devere USA Inc.– · 2 yearsNew York, NY · Adviser representative · Firm CRD 155775
Investment adviser representative registrations
Richard Taylor is registered as an investment adviser representative in 2 states, as a resident of Texas. The first approvals date from January 2018; the most recent is Connecticut, in September 2021.
- ConnecticutSince 30 September 2021
- TexasResidentSince 26 January 2018
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 65 | Uniform Investment Adviser Law Examination | 4 December 2014 |
- Name
- Uniform Investment Adviser Law Examination
- Full name
- Richard Christopher Taylor
- CRD
- 6474262
- Firm
- Plan First Wealth · CRD 289185
- Role
- Managing Member & Chief Executive Officer
- Office
- Greenwich, CT
- Registration
- Investment adviser registration
- In the industry since
- April 2015
- Disciplinary history
- Not yet shown here · SEC record
- Firm bio
- planfirstwealth.com
Where does Richard Taylor work?
Richard Taylor has been Managing Member & Chief Executive Officer of Plan First Wealth LLC since April 2017, and is a control person of the firm.
Is Richard Taylor a financial advisor?
Yes. Richard Taylor has a current investment-adviser registration in Connecticut and Texas, through Plan First Wealth since January 2018.
How many years of experience does Richard Taylor have?
Richard Taylor has 11 years in the financial industry, since April 2015, across 2 adviser firms.
What exams has Richard Taylor passed?
Richard Taylor passed the Series 65 in December 2014.
Where did Richard Taylor work before Plan First Wealth?
Before Plan First Wealth, Richard Taylor was registered through Devere USA Inc., April 2015 to January 2018.
Where is Richard Taylor based?
Richard Taylor’s registered office is in Greenwich, CT.
Is Richard Taylor registered with FINRA?
No. Richard Taylor has no current broker registration.
How can I verify Richard Taylor’s record?
Search CRD 6474262 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Richard Taylor’s full registration record.
