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Richard Schweitzer

Owner, Chief Financial Officer, Chief Operating Officer at Aristotle Capital Management

No current adviser or broker registrationSEC record checked 17 October 2026

4
Past adviser firms
5
Licensing exams

IAPD record retrieved 17 October 2026SEC record

Richard Schweitzer is Owner, Chief Financial Officer, Chief Operating Officer of Aristotle Capital Management, LLC, a Los Angeles investment adviser managing $43.5B. Richard Schweitzer has past investment-adviser registrations through 4 firms and has passed 5 licensing exams.

Role at Aristotle Capital Management

Title on Schedule A
Owner, Chief Financial Officer, Chief Operating Officer
Control
Richard Schweitzer is a control person of Aristotle Capital Management.
Ownership
An individual ownership band is not available in the source record.
Tenure
Richard Schweitzer has held the filed role since July 2011.

The firm

Aristotle Capital Management, LLC
Los Angeles, CA

Form ADV filed 30 April 2026

$43.5B AUM5,167 clients18 advisers3 offices

Career on record

Firms and exams, newest first
  1. Aristotle Capital Management, LLC
    – · 13 years
    Los Angeles, CA · Adviser representative · Firm CRD 109876
  2. Aristotle Capital Management, LLC
    – · 1 year
    Los Angeles, CA · Adviser representative · Firm CRD 155863
  3. Fridson Investment Advisors, LLC
    – · under a year
    New York, NY · Adviser representative · Firm CRD 147093
  4. Passed Series 65 and Series 24 · 2003
  5. Metropolitan West Securities, LLC
    – · 9 years
    Los Angeles, CA · Adviser representative · Firm CRD 30172
  6. Passed Series 7, Series 63 and Series 27 · 1996

Registrations and exams

No current adviser or broker registration. Richard Schweitzer has passed 5 qualifying exams.

Examinations

Series 653 April 2003
Name
Uniform Investment Adviser Law Examination
Series 6323 February 1996
Name
Uniform Securities Agent State Law Examination
Series 2417 December 2003
Name
General Securities Principal Examination
Series 2726 September 1996
Name
Financial and Operations Principal Examination
Series 722 February 1996
Name
General Securities Representative Examination

Individual record

Full name
Richard Harlan Schweitzer
CRD
2312588
Firm
Aristotle Capital Management, LLC
Registration status
No current adviser or broker registration
Firm bio
aristotlecap.com

This directory does not report disciplinary history, for any firm or individual, in either direction. The SEC publishes the complete record, including any disciplinary events, and it is the authoritative place to check one. Check this record on adviserinfo.sec.gov

Background

The Aristotle Capital biography identifies Richard Schweitzer as Chief Financial Officer and describes his role on the boards and operating committee of Aristotle affiliates. Official firm biography or team page

Common questions

Where does Richard Schweitzer work?

Richard Schweitzer has been Owner, Chief Financial Officer, Chief Operating Officer of Aristotle Capital Management, LLC since July 2011, and is a control person of the firm.

Source: Form ADV, Schedule A, filed 30 April 2026

Does Richard Schweitzer have a current investment-adviser registration?

Richard Schweitzer has no current investment-adviser or broker registration, as of 17 October 2026.

Source: IAPD individual record, checked 17 October 2026

What exams has Richard Schweitzer passed?

Richard Schweitzer has passed 5 licensing exams: the Series 7, Series 63, Series 27, Series 65 and Series 24. The earliest, the Series 7, was passed in February 1996.

Source: IAPD individual record, checked 17 October 2026

Where was Richard Schweitzer previously registered as an investment adviser?

Richard Schweitzer has past investment-adviser registrations through Aristotle Capital Management, LLC, November 2011 to September 2024; Aristotle Capital Management, LLC, January 2011 to January 2012; Fridson Investment Advisors, LLC, April 2009 to September 2009; Metropolitan West Securities, LLC, July 1997 to October 2006, across 4 firms.

Source: IAPD individual record, checked 17 October 2026

Leadership at Aristotle Capital Management

Sources

  1. IAPD individual record, CRD 2312588. Registration status, employment history and examinations.
  2. Form ADV Part 1A, Schedules A and B of Aristotle Capital Management, LLC, filed 30 April 2026. Title, control and ownership bands.
  3. Aristotle Capital Management team page. Biography, education, credentials, awards.

Retrieved 17 October 2026. The SEC record may have been amended since.

Report a correction

This profile is compiled from public regulatory records and the firm's own published materials, and is provided for informational purposes only. Niva Wealth is not affiliated with Richard Schweitzer or Aristotle Capital Management, LLC and makes no representation about the quality of their services. This directory does not report disciplinary history, in either direction.