Role at Aristotle Capital Management
- Title on Schedule A
- Owner/Chief Executive Officer/Chief Investment Officer
- Control
- Howard Gleicher is a control person of Aristotle Capital Management.
- Ownership
- An individual ownership band is not available in the source record.
- Tenure
- Howard Gleicher has held the filed role since July 2011.
The firm
Form ADV filed 30 April 2026
Career on record
- – · 9 yearsLos Angeles, CA · Adviser representative · Firm CRD 109876
- Metropolitan West Capital Management, LLC– · 15 yearsNewport Beach, CA · Adviser representative · Firm CRD 107469
- Passed Series 65 · 1992
- Passed Series 63 · 1991
Registrations and exams
No current adviser or broker registration. Howard Gleicher has passed 2 qualifying exams.
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 65 | Uniform Investment Adviser Law Examination | 5 March 1992 |
| Series 63 | Uniform Securities Agent State Law Examination | 10 January 1991 |
- Name
- Uniform Investment Adviser Law Examination
- Name
- Uniform Securities Agent State Law Examination
Individual record
- Full name
- Howard Roy Gleicher
- CRD
- 2123433
- Registration status
- No current adviser or broker registration
- Firm bio
- aristotlecap.com
This directory does not report disciplinary history, for any firm or individual, in either direction. The SEC publishes the complete record, including any disciplinary events, and it is the authoritative place to check one. Check this record on adviserinfo.sec.gov
Background
The Aristotle Capital biography identifies Howard Gleicher as Executive Chairman and Chief Investment Officer and says he leads the firm’s investment effort. Official firm biography or team page
Common questions
Where does Howard Gleicher work?
Howard Gleicher has been Owner/Chief Executive Officer/Chief Investment Officer of Aristotle Capital Management, LLC since July 2011, and is a control person of the firm.
Does Howard Gleicher have a current investment-adviser registration?
Howard Gleicher has no current investment-adviser or broker registration, as of 17 October 2026.
What exams has Howard Gleicher passed?
Howard Gleicher has passed 2 licensing exams: the Series 63 and Series 65. The earliest, the Series 63, was passed in January 1991.
Where was Howard Gleicher previously registered as an investment adviser?
Howard Gleicher has past investment-adviser registrations through Aristotle Capital Management, LLC, July 2015 to November 2024; Metropolitan West Capital Management, LLC, December 1999 to December 2014, across 2 firms.
Leadership at Aristotle Capital Management
- Richard SchweitzerOwner, Chief Financial Officer, Chief Operating Officer
- Michelle GosomOwner, Chief Compliance Officer
- William AverillOwner, Head of Distribution, Managing Partner
- Aylon Ben-ShlomoManaging Director, Client Portfolio Manager
- Sona ChandwaniOwner, Chief Administrative Officer
- Victor HawleyOwner, Director of Research
- Richard HollanderOwner, Chairman of the Board
- Kathryn KuhlDirector, Human Resources
- Maria Llinas NegretOwner, Co-Chief Investment Officer
- Gregory PadillaOwner, Portfolio Manager, Managing Partner
- John QuanOwner, Managing Director, Chief Technology Officer
- Nancy ScarlettOwner, Managing Director, Chief of Staff
- Kim ST HilaireOwner, Managing Director, Operations & Trading