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Richard Salus

SVP/Global Head of Fund Services/Managing Director at Nomura Investment Management Business Trust

Broker registration; no current adviser registration

Richard Salus is SVP/Global Head of Fund Services/Managing Director of Nomura Investment Management Business Trust, a Philadelphia investment adviser managing $144B. Richard Salus has a current broker registration and no current investment-adviser registration and has passed the Series 27, Series 99TO and SIE.

3
Licensing exams

From the IAPD record · data retrieved 17 October 2026 · page updated 20 October 2026SEC record

Career

Richard Salus has been SVP/Global Head of Fund Services/Managing Director of Nomura Investment Management Business Trust since January 1998. Richard Salus is a control person of the firm and directly owns under 5% of it.

Nomura Investment Management Business Trust is a Philadelphia, PA firm with $144B under management, 287 clients and 219 advisers across 6 offices, as of its September 2026 filing.

No adviser firm registrations are on Richard Salus’s record.

Credentials and registrations

Examinations

Series 99TO2 January 2023
Name
Operations Professional Examination
SIE2 January 2023
Name
Securities Industry Essentials Examination
Series 2714 April 1997
Name
Financial and Operations Principal Examination

Individual record

Full name
Richard (No Middle Name) Salus
CRD
2850592

Disciplinary history is not reported here, in either direction. Check the SEC record.

Common questions

Where does Richard Salus work?

Richard Salus has been SVP/Global Head of Fund Services/Managing Director of Nomura Investment Management Business Trust since January 1998, and is a control person of the firm.

Source: Form ADV, Schedule A, filed 16 September 2026

Does Richard Salus have a current investment-adviser registration?

Richard Salus has a current broker registration and no current investment-adviser registration.

Source: IAPD individual record, checked 17 October 2026

What exams has Richard Salus passed?

Richard Salus has passed 3 licensing exams: the Series 27, Series 99TO and SIE. The earliest, the Series 27, was passed in April 1997.

Source: IAPD individual record, checked 17 October 2026

Leadership at Nomura Investment Management Business Trust

Sources

  1. IAPD individual record, CRD 2850592. Registration status, employment history and examinations.
  2. Form ADV Part 1A, Schedules A and B of Nomura Investment Management Business Trust, filed 16 September 2026. Title, control and ownership bands.

Retrieved 17 October 2026. The SEC record may have been amended since.

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