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Michael Capuzzi

SVP/US Chief Operations Officer/Managing Director at Nomura Investment Management Business Trust

Officer recordForm ADV filed 16 September 2026

Michael Capuzzi is SVP/US Chief Operations Officer/Managing Director of Nomura Investment Management Business Trust, a Philadelphia investment adviser.

Career

Michael Capuzzi has been SVP/US Chief Operations Officer/Managing Director of Nomura Investment Management Business Trust since June 2018. Michael Capuzzi is not listed as a control person, but directly owns under 5% of the firm.

Nomura Investment Management Business Trust is a Philadelphia, PA firm with $144B under management, 287 clients and 219 advisers across 6 offices, as of its September 2026 filing.

The IAPD individual lookup on 17 October 2026 returned no individual record. This profile uses the firm’s Form ADV officer listing.

Credentials and registrations

Individual registration and examination information for Michael Capuzzi is unavailable. An officer title or CRD number does not by itself establish current investment adviser representative registration, and no registration or examination counts are inferred.

Officer record

Full name
Michael Capuzzi
CRD
1124735
Record basis
Form ADV officer listing

Disciplinary history is not reported here, in either direction. Check the SEC record.

Common questions

Where does Michael Capuzzi work?

Michael Capuzzi has been SVP/US Chief Operations Officer/Managing Director of Nomura Investment Management Business Trust since June 2018.

Source: Form ADV, Schedule A, filed 16 September 2026

Leadership at Nomura Investment Management Business Trust

Sources

  1. IAPD individual lookup, CRD 1124735. This profile uses the Form ADV officer listing; the individual lookup did not provide a current investment-adviser record.
  2. Form ADV Part 1A, Schedules A and B of Nomura Investment Management Business Trust, filed 16 September 2026. Title, control and ownership bands.

Retrieved 17 October 2026. The SEC record may have been amended since.

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