Richard Runde has been an investment adviser representative at Friday Financial since September 2026, and is not listed among the firm’s executive officers or direct owners.
Friday Financial, Inc. is a Dubuque, IA firm with $409M under management, 289 clients and 6 advisers in one office, as of its August 2026 filing.
Richard Runde’s longest registration was 11 years at Avantax Planning Partners, Inc. (2015–2026). Before joining Friday Financial in 2026, Richard Runde was registered through Avantax Planning Partners, Inc. and Investment Advisors.
- Friday FinancialCurrent– present · under a yearDubuque, IA · Adviser representative · Firm CRD 329748
- Avantax Planning Partners, Inc.– · 11 yearsDubuque, IA · Adviser representative · Firm CRD 106237
- Investment Advisors– · 3 yearsDubuque, IA · Adviser representative · Firm CRD 15708
Investment adviser representative registrations
Richard Runde is registered as an investment adviser representative in Iowa, since September 2026.
- IowaSince 28 September 2026
Examinations
| Exam | Name | Passed |
|---|---|---|
| SIE | Securities Industry Essentials Examination | Credited |
| Series 66 | Uniform Combined State Law Examination | 24 November 2014 |
| Series 7 | General Securities Representative Examination | 28 April 2014 |
- Name
- Securities Industry Essentials Examination
- Name
- Uniform Combined State Law Examination
- Name
- General Securities Representative Examination
- Full name
- Richard R Runde
- CRD
- 6270308
- Firm
- Friday Financial · CRD 329748
- Office
- 2345 JFK ROAD, Dubuque, IA 52002
- Registration
- Investment adviser registration
- In the industry since
- July 2014
- Disciplinary history
- Not yet shown here · SEC record
Where does Richard Runde work?
Richard Runde is an investment adviser representative registered through Friday Financial, Inc. since September 2026, and is not listed among the firm’s executive officers or direct owners.
Is Richard Runde a financial advisor?
Yes. Richard Runde has a current investment-adviser registration in Iowa, through Friday Financial since September 2026.
How many years of experience does Richard Runde have?
Richard Runde has 12 years in the financial industry, since July 2014, across 3 adviser firms.
What exams has Richard Runde passed?
Richard Runde has passed 2 licensing exams: the Series 7 and Series 66. The earliest, the Series 7, was passed in April 2014. FINRA credited Richard Runde with the SIE, which began in October 2018.
Where did Richard Runde work before Friday Financial?
Before Friday Financial, Richard Runde was registered through Avantax Planning Partners, Inc., January 2015 to July 2026; Investment Advisors, November 2014 to December 2017.
Where is Richard Runde based?
Richard Runde’s registered office is in Dubuque, IA.
Is Richard Runde registered with FINRA?
No. Richard Runde has no current broker registration.
How can I verify Richard Runde’s record?
Search CRD 6270308 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Richard Runde’s full registration record.
