Nicholas Heiar has been Wealth Manager, Co- Founder of Friday Financial since January 2024, is a control person of the firm and directly owns between 25% and 50% of it.
Friday Financial, Inc. is a Dubuque, IA firm with $409M under management, 289 clients and 6 advisers in one office, as of its August 2026 filing.
Nick Heiar is Co-Founder and Wealth Advisor of Friday Financial. With 18 years of financial services experience, he specializes in developing comprehensive, custom-tailored financial plans that help individuals and families make the most of their wealth and reach their long-term goals.
Nicholas Heiar’s longest registration was 13 years at Avantax Planning Partners, Inc. (2010–2023). Before joining Friday Financial in 2024, Nicholas Heiar was registered through Avantax Planning Partners, Inc.
- Avantax Planning Partners, Inc.– · 13 yearsDubuque, IA · Adviser representative · Firm CRD 106237
Investment adviser representative registrations
Nicholas Heiar is registered as an investment adviser representative in 2 states, as a resident of Texas. The first approvals date from February 2024; the most recent is Texas, in May 2024.
- IowaSince 16 February 2024
- TexasResidentSince 31 May 2024
Examinations
| Exam | Name | Passed |
|---|---|---|
| SIE | Securities Industry Essentials Examination | Credited |
| Series 7 | General Securities Representative Examination | 22 August 2011 |
| Series 65 | Uniform Investment Adviser Law Examination | 24 May 2010 |
| Series 63 | Uniform Securities Agent State Law Examination | 11 December 2009 |
| Series 6 | Investment Company Products/Variable Contracts Representative Examination | 5 November 2009 |
- Name
- Securities Industry Essentials Examination
- Name
- General Securities Representative Examination
- Name
- Uniform Investment Adviser Law Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- Investment Company Products/Variable Contracts Representative Examination
- Full name
- Nicholas Bert Heiar
- CRD
- 5720762
- Firm
- Friday Financial · CRD 329748
- Role
- Wealth Manager, Co- Founder
- Office
- 600 STAR BREWERY DRIVE, SUITE 400, Dubuque, IA 52001
- Registration
- Investment adviser registration
- In the industry since
- June 2010
- Disciplinary history
- Not yet shown here · SEC record
- Firm bio
- fridayfi.com
Where does Nicholas Heiar work?
Nicholas Heiar has been Wealth Manager, Co- Founder of Friday Financial, Inc. since January 2024, and is a control person of the firm.
Is Nicholas Heiar a financial advisor?
Yes. Nicholas Heiar has a current investment-adviser registration in Iowa and Texas, through Friday Financial since February 2024.
How many years of experience does Nicholas Heiar have?
Nicholas Heiar has 16 years in the financial industry, since June 2010, across 2 adviser firms.
What exams has Nicholas Heiar passed?
Nicholas Heiar has passed 4 licensing exams: the Series 6, Series 63, Series 65 and Series 7. The earliest, the Series 6, was passed in November 2009. FINRA credited Nicholas Heiar with the SIE, which began in October 2018.
Where did Nicholas Heiar work before Friday Financial?
Before Friday Financial, Nicholas Heiar was registered through Avantax Planning Partners, Inc., June 2010 to June 2023.
Where is Nicholas Heiar based?
Nicholas Heiar’s registered office is in Dubuque, IA.
Is Nicholas Heiar registered with FINRA?
No. Nicholas Heiar has no current broker registration.
How can I verify Nicholas Heiar’s record?
Search CRD 5720762 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Nicholas Heiar’s full registration record.
