Richard Middleton has been an investment adviser representative at Financial Enhancement Group since December 2015, and is not listed among the firm’s executive officers or direct owners.
Financial Enhancement Group LLC is an Anderson, IN firm with $987M under management, 1,281 clients and 22 advisers across 6 offices, as of its September 2026 filing.
Richard Middleton is a Financial Advisor of Financial Enhancement Group, which he joined in 2015, where he helps families plan for and through retirement. He has worked in the financial services and insurance industries since 1998, became an Ed Slott Advisor in 2006, and is a member of the Master Elite Advisor community with the Ed Slott Group. He has also served as a survival instructor.
- Financial Enhancement GroupCurrent– present · 10 yearsSebastopol, CA · Adviser representative · Firm CRD 159017
Investment adviser representative registrations
Richard Middleton is registered as an investment adviser representative in California, since December 2015.
- CaliforniaSince 14 December 2015
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 65 | Uniform Investment Adviser Law Examination | 9 November 2015 |
- Name
- Uniform Investment Adviser Law Examination
- Full name
- Richard Eugene Middleton
- CRD
- 6593088
- Firm
- Financial Enhancement Group · CRD 159017
- Office
- Sebastopol, CA
- Registration
- Investment adviser registration
- In the industry since
- December 2015
- Disciplinary history
- Not yet shown here · SEC record
- Firm bio
- yourlifeafterwork.com
Where does Richard Middleton work?
Richard Middleton is an investment adviser representative registered through Financial Enhancement Group LLC since December 2015, and is not listed among the firm’s executive officers or direct owners.
Is Richard Middleton a financial advisor?
Yes. Richard Middleton has a current investment-adviser registration in California, through Financial Enhancement Group since December 2015.
How many years of experience does Richard Middleton have?
Richard Middleton has 10 years in the financial industry, since December 2015, across 1 adviser firm.
What exams has Richard Middleton passed?
Richard Middleton passed the Series 65 in November 2015.
Where is Richard Middleton based?
Richard Middleton’s registered office is in Sebastopol, CA.
Is Richard Middleton registered with FINRA?
No. Richard Middleton has no current broker registration.
How can I verify Richard Middleton’s record?
Search CRD 6593088 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Richard Middleton’s full registration record.
Donald HodsonChief Compliance Officer, Owner
Jamie BurtonFinancial Advisor
Joseph ClarkManaging Member- Dusty EmmonsAccount Specialist
Seth GrimmeFinancial Advisor
Daren HardestyFinancial Advisor
Adam HarterChief Investment Strategist, Owner
Paul KarshnerFinancial Advisor- Stacy J McNealProcessor
- Vicky J MelladyFirm Administrator
Aaron RheaumeDirector of Financial Planning- Taylor JenkinsonLead Paraplanner
Samuel NeffFinancial Advisor
Grant SolivenFinancial Advisor